A complete list of active advisors currently associated with Guardian Investment Management, LLC

Warmer can help you find a great advisor at Guardian Investment Management, LLC or one who fits your needs even better.

Guardian Investment Management serves individual and high‑net‑worth clients with discretionary asset management, financial planning, cash/treasury management, and educational seminars. The firm also provides discretionary oversight of variable and fixed index annuities, including making interest strategy selections, receiving contract information from carriers, and directing carrier withdrawals to pay management fees. Guardian tailors investment programs to each client’s goals and risk tolerance using written investment policy documents and a mix of fundamental and technical analysis, and it uses third‑party program platforms (including Orion Portfolio Solutions) for managed accounts and reporting. Accounts are reviewed at least quarterly and custody is maintained at qualified custodians; the firm accepts discretionary trading authority to implement client strategies. Distinctive features disclosed in the firm’s brochure include that the principal spends significant time as a licensed insurance agent and operates affiliated insurance‑related entities, which the firm discloses may create conflicts when insurance products are recommended and says are mitigated by disclosure and fiduciary procedures. The brochure also discloses recent regulatory/disciplinary background for the principal, including a 2025 criminal guilty plea with probation and a 2018 Chapter 7 bankruptcy filing (discharged), which are reported in the firm’s regulatory filings.

To learn more about the advisors currently working at Guardian Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.