G
Guardian Plus Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,514,578
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
20
25% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
TypicalAverage account size
$525,729
About
Guardian Plus Inc. is a fee‑only, independent registered investment adviser that provides wealth planning, portfolio management, monitoring, and consulting to individuals, financial planners, corporations, and non-profit organizations. The brochure states the firm managed $11,749,816 as of 06/30/2025 and explicitly notes relationships with corporate and charitable clients, including management of the Mill Creek Rotary Foundation.
The firm emphasizes asset allocation and active rebalancing as its primary investment approach, following a four‑step process of planning, construction, management, and quarterly review. Portfolios are constructed using ETFs, taxable and tax‑exempt bonds, individual equities and limited option strategies (covered calls), and the firm offers three proprietary Plus+ portfolio tiers including custom income and a covered‑call enhanced strategy; some accounts are managed on a non‑discretionary basis while others are discretionary.
What is distinctive for a solo, independent adviser is the combination of institutional and charitable client work together with monitoring and third‑party manager selection services, and a formalized covered‑call offering within its Tiered portfolios. The brochure also discloses affiliated entities (a management LLC and a limited partnership role) and a practice of using Schwab Institutional for certain portfolios, which shape the firm’s operational and custody arrangements relative to many peers.
Client services
Portfolio management
Pension consulting
Expertise
Passive / index investing
Active portfolio management
Retirement income strategy
Options & derivatives strategies
Fee options
0+: 0.25% 0+: 0.75% 0+: 1.00%
Consultation services at $150 per hour billed in arrears.
Monitoring services and Asset Allocation 401(k) services at $200 per year, billed quarterly ($50 in advance).
Fee-only: Fees are negotiable and billed quarterly in advance based on prior quarter's ending account value.
Main office location
Guardian Plus Inc
Bothell WA, United States
Number of offices
1
Most active in
Guardian Plus Inc has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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