Guardian Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Guardian Wealth Management advises individual and high-net-worth clients through discretionary asset management and financial planning and consultation services. Portfolios are generally built with mutual funds and exchange-traded funds, while planning engagements cover investment, retirement, estate, charitable and education planning as well as business-focused areas such as tax planning, cost segregation studies, corporate structure and real estate analysis.
The firm emphasizes continuous supervision with periodic portfolio reviews and rebalancing—applying Modern Portfolio Theory and efficient-frontier concepts to construct diversified allocations—and typically holds short-term cash in money market funds, FDIC-insured deposits or short-duration municipal bond funds. Clients receive tailored advice under either asset management or planning engagements, although the firm usually does not accept client-imposed restrictions on specific securities.
Noteworthy features include part-ownership by a CPA firm (Mauldin & Jenkins) and formal platform relationships with custodial and institutional providers (Schwab Institutional and Dimensional), as well as an uncommon custody posture arising from client-authorized access to held-away account credentials for aggregation and management, which the firm discloses and monitors. Guardian also discloses oversight of third-party service providers that use artificial intelligence and machine learning and combines that oversight with business-oriented advisory capabilities—an operational mix that differs from many peers; the firm has operated as an investment adviser since 1997.
Client services
Expertise
Fee options
Comprehensive Financial Plan fees generally $2,000
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% Over $2,000,000+: Negotiable
$200/hour for financial planning and consultation services
Account minimum: $500,000 Minimum fee: Minimum advisory fee of $5,000 annually for asset management service Fee-only: Hourly fees are $200 with a $200 minimum; comprehensive financial planning fees generally $2,000 (flat fee)
Main office
See office736 Market Street, Suite 1320
Chattanooga TN 37402
Advisors at this office
4
Offices (3)
Most active in
Alabama · Florida · Georgia · Missouri · New Hampshire · South Carolina · Tennessee · Texas · Virginia
Also doing business as
Guardian Wealth Management, Inc. · Guardian Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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