Guelich Capital Management, LLC logo

Guelich Capital Management, LLC

Updated today

Client AUM

$109,238,853

Clients

115

Advisors

2

of 2 employees

About

Guelich Capital Management serves individual and high-net-worth clients, as well as trusts and estates, providing comprehensive financial planning, discretionary and non-discretionary portfolio management, wealth management, and estate planning. The firm also offers modular consulting, ongoing plan monitoring, and, upon request, tax preparation services performed through an outside CPA firm.

The firm tailors portfolios to clients’ stated objectives and risk tolerances using a range of investment methods, including fundamental and technical analysis, long- and short-term strategies, and limited use of options and short sales where suitable. A small advisory team of two CFP professionals collaborates daily to monitor accounts (with individual accounts reviewed at least monthly) and implements strategies either under granted discretionary authority or with client approval for non-discretionary accounts.

Compared with many peers, the firm conducts fee-based educational seminars for the public (with modest per-attendee charges and occasional waivers), a service relatively uncommon among supported firms, and it is affiliated through common ownership with an insurance agency whose licensed agents may receive commission-based compensation. The firm’s combination of a small, credentialed advisory team, a full financial planning offering that includes estate and tax-related referrals, and the disclosed insurance affiliation are the principal distinguishing features noted in its brochure.

Client services

Financial planning Portfolio management Educational seminars or workshops Estate planning

Expertise

General estate planning guidance Wealth management Retirement income strategy Options & derivatives strategies

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Fee options

Fixed

Financial planning fixed fees starting at $5,000; estate planning fees $5,000 to $25,000; ongoing financial plan monitoring $5,000 annually (quarterly payments)

Percentage

$0 - $500,000: 2.00% annually $500,001 - $1,000,000: 1.50% annually $1,000,001 - $2,000,000: 1.25% annually $2,000,001+: 1.00% annually (flat rate on entire balance)

Project-based

$350/hour for specific consulting services

Subscriptions

Wealth Management fees range from $10,000 to $60,000 annually, paid quarterly in advance

Other

Account minimum: $500,000 Minimum fee: Financial planning fixed fees start at $5,000; estate planning fees range from $5,000 to $25,000; ongoing financial plan monitoring average $5,000 annually Fee-only: Financial planning fixed fees from $5,000, hourly fees at $350/hour

Main office

1401 Franklin Road SW

Roanoke VA 24016

Advisors at this office

2

Most active in

North Carolina · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Connie G

CFP®, ChFC®, Series 63, Series 65

Roanoke, VA

Guelich Capital Management, LLC

Connie Guelich is a CFP® and ChFC® with 26 years of industry experience. She has been with Guelich Capital Management, LLC since 2006 and also maintains a role at Oberlín Financial Corp. Her other business activities include work related to fixed insurance and fixed annuities. Guelich Capital Management, LLC is an SEC-registered investment adviser serving individual clients, trusts, and estates with portfolio management, financial planning, wealth management, and estate planning services. The firm offers both discretionary and non-discretionary management using fundamental and technical analysis, and provides educational seminars alongside limited tax-preparation services.

General estate planning guidance Wealth management Retirement income strategy Options & derivatives strategies
user avatar

Robert G

Series 63, Series 65

Roanoke, VA

Guelich Capital Management, LLC

Robert Guelich is a financial advisor at Guelich Capital Management, LLC with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Guelich Capital Management since 2006. He is also associated with Oberlín Financial Corp and Guelich Financial Group, where he conducts limited insurance sales and service activities. Guelich Capital Management, LLC is an SEC-registered investment adviser serving individual clients, trusts, and estates with portfolio management, financial planning, wealth management, and estate planning services. The firm offers both discretionary and non-discretionary management, using a combination of fundamental and technical analysis and providing educational seminars and limited tax-preparation services.

General estate planning guidance Wealth management Retirement income strategy Options & derivatives strategies
View complete list of advisors at this firm
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