Gutierrez Wealth Advisory, LLC logo

Gutierrez Wealth Advisory, LLC

Updated today

Client assets under management

$316,066,994

Clients

132

52% high-net-worth

Advisors

4

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

33

Low

Average account size

$2,394,447

About

Gutierrez Wealth Advisory provides financial planning, investment management, and investment consulting to individuals (including high‑net‑worth clients), qualified retirement plans, trusts and estates, charitable organizations, and business entities. Services range from stand‑alone financial plans to comprehensive wealth management engagements and retirement plan consulting provided in an ERISA fiduciary capacity, and the firm also offers optional advice and transactional assistance for digital assets through Fidelity Digital Asset Services.

The firm’s investment process begins with a strategic asset allocation tailored to each client’s risk profile and objectives, typically implemented with ETFs, mutual funds and third‑party independent managers, while retaining the ability to use alternatives, structured products, REITs, and, in limited circumstances, individual securities and options. Gutierrez Wealth accepts both discretionary and non‑discretionary mandates, monitors Independent Managers on an ongoing basis, and reviews client portfolios at least annually to consider rebalancing and other adjustments.

The brochure discloses several features that distinguish the firm from many peers: a written client‑referral arrangement with SmartAsset, relationships with Fidelity (including institutional custody and ancillary support) and Fidelity Digital for digital‑asset services, and supervised persons who are registered representatives of Purshe Kaplan Sterling and licensed insurance agents who may receive commission‑based compensation. The firm also indicates it uses client testimonials in its advertising, a practice that is relatively uncommon among similar team firms.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Retirement income strategy Cash flow / budgeting Debt management Charitable giving & philanthropy

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Fee options

Fixed

Fixed fees for financial planning services; fees negotiable, up to $30,000 per year

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.70% $3,000,001 - $5,000,000: 0.60% $5,000,001 - $10,000,000: 0.45% $10,000,001+: 0.20%

Commissions

Separate commission-based arrangement for securities brokerage services by certain supervised persons registered with PKS

Other

Account minimum: $5,000 annual fee minimum (waivable) Minimum fee: Minimum annual fee of $5,000, which can be waived at the firm's discretion Fee-only: Fixed fees for financial planning up to $30,000 per year (negotiable)

Main office location

Gutierrez Wealth Advisory, LLC

10801 Executive Center Dr., Ste. 103

Little Rock AR 72211, United States

Number of offices

1

Most active in

Arkansas · Florida · Louisiana · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Leighann A

Series 63, Series 65

Little Rock, AR

Gutierrez Wealth Advisory, LLC

Leighann Arthur is a financial advisor at Gutierrez Wealth Advisory, LLC with 31 years of industry experience. She holds Series 63 and Series 65 licenses and previously worked at UBS Financial Services Inc. for 28 years and Purshe Kaplan Sterling Investments for three years. Gutierrez Wealth Advisory serves individuals, retirement plans, trusts, estates, charitable organizations, and businesses, offering financial planning, investment management, and wealth management services. The firm uses a strategic asset-allocation framework tailored to client risk profiles and incorporates a range of investment instruments, including ETFs, mutual funds, alternatives, and digital assets.

Retirement income strategy Cash flow / budgeting Debt management Charitable giving & philanthropy
user avatar

Roy G

Series 63, Series 65

Little Rock, AR

Gutierrez Wealth Advisory, LLC

Roy Gutierrez is a financial advisor at Gutierrez Wealth Advisory, LLC in Little Rock, AR, with 44 years of industry experience. He previously worked at UBS Financial Services Inc. for 35 years and Purshe Kaplan Sterling Investments for 3 years. Gutierrez holds Series 63 and Series 65 licenses and is also registered as a fixed insurance agent. Gutierrez Wealth Advisory serves individuals, retirement plans, trusts, estates, charitable organizations, and businesses, offering financial planning, investment management, and retirement plan consulting. The firm employs a strategic asset-allocation approach tailored to client risk profiles and utilizes a range of investment instruments, including ETFs, mutual funds, alternatives, and digital assets.

Retirement income strategy Cash flow / budgeting Debt management Charitable giving & philanthropy
user avatar

Hillary C

Series 66

Little Rock, AR

Gutierrez Wealth Advisory, LLC

Hillary Canterbury is a financial advisor at Gutierrez Wealth Advisory, LLC with 23 years of industry experience. She holds a Series 66 designation and previously worked at UBS Financial Services for 16 years and Purshe Kaplan Sterling Investments for two years. Gutierrez Wealth Advisory serves individuals, retirement plans, trusts, estates, charitable organizations, and businesses with financial planning and wealth management services. The firm uses a strategic asset-allocation framework customized to client risk profiles and offers investment management primarily through ETFs, mutual funds, and selected third-party managers, along with advisory services for alternatives, structured products, options, and digital assets.

Retirement income strategy Cash flow / budgeting Debt management Charitable giving & philanthropy
user avatar

David G

Series 66

Little Rock, AR

Gutierrez Wealth Advisory, LLC

David Gutierrez is a Series 66-registered financial advisor with 18 years of industry experience. He is a co-founder and Chief Compliance Officer at Gutierrez Wealth Advisory, LLC, and previously worked at UBS Financial Services for 15 years. Gutierrez also holds insurance agent licenses for fixed and traditional insurance products. Gutierrez Wealth Advisory serves individuals, retirement plans, trusts, estates, charitable organizations, and businesses, offering financial planning, discretionary and non-discretionary investment management, and retirement plan consulting under ERISA. The firm uses a strategic asset-allocation framework customized to client risk profiles, primarily implementing portfolios through ETFs, mutual funds, and selected third-party managers, while also advising on alternatives, structured products, options, and digital assets.

Retirement income strategy Cash flow / budgeting Debt management Charitable giving & philanthropy
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