Guzek Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Guzek Asset Management provides personal financial planning to individuals, trusts, estates, charitable organizations and business entities, delivering written plans that address cash flow, retirement income, tax, education, estate and business planning. The firm’s client base is primarily individual and high‑net‑worth clients, and plans are tailored to each client’s stated goals and circumstances.
GAM offers non‑discretionary financial planning only and does not provide ongoing portfolio management or custody of client assets; written plans are updated upon material change or at least every three years to monitor progress. The firm discloses that it does not use percentage‑of‑assets fees for its planning services, instead relying on non‑AUM billing arrangements and on client direction for implementation.
Distinctive aspects include the firm’s operational ties to LPL Financial and the fact that supervised persons hold securities and insurance licenses, which allows them to implement recommendations through LPL as registered representatives and to receive commissions or other compensation — a potential conflict the brochure discloses. The practice is small (three advisors supporting roughly 43 clients) and includes multiple CFPs and a CPA among its staff, making its combination of boutique planning focus and advisor affiliations atypical among peers.
Client services
Expertise
Fee options
Flat fee financial planning services range from $150 to $10,000 depending on plan complexity.
Possible commissions from securities or insurance transactions through LPL Financial, not directly charged by Guzek Asset Management.
Rates range from $150 to $250 per hour for financial planning consultation services.
Fee-only: Hourly fees range from $150 to $250 per hour; Flat fees range from $150 to $10,000 per financial plan.
Main office
See office1650 West 82nd St. Suite 650
Bloomington MN 55431
Advisors at this office
3
Offices (2)
Most active in
Minnesota
Also doing business as
Guzek Asset Management · Montagne, Lisa Guzek
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Advisors at this firm
Joshua K
Series 63, Series 65
Bloomington, MN
Guzek Asset Management
Joshua Kampbell is a financial advisor with Guzek Asset Management in Bloomington, MN, holding Series 63 and Series 65 licenses and 19 years of industry experience. His prior work includes roles at LPL Financial, Cetera, Cetera Wealth Services, Girard Securities, and Savanna Financial Group. Guzek Asset Management provides personal financial planning services to individuals, trusts, estates, charitable organizations, and business entities. The firm primarily serves individual and high-net-worth clients with tailored, non-discretionary plans addressing a range of financial topics, operating with a boutique focus supported by its affiliation with LPL Financial.
Craig M
CFP®, Series 63, Series 66
Bloomington, MN
Guzek Asset Management
Craig Morcos is a CFP® professional with ten years of industry experience. He is currently affiliated with Guzek Asset Management and has prior experience at LPL Financial, Commonwealth Financial Network, Haukedahl Financial Services, and NorthRock Partners. Guzek Asset Management provides personal financial planning services tailored to individuals, trusts, estates, charitable organizations, and business entities, focusing primarily on individual and high-net-worth clients. The firm offers non-discretionary financial planning without ongoing portfolio management, updating plans as needed to address areas such as cash flow, retirement income, tax, education, estate, and business planning.
Lisa G
Series 63, Series 65
Bloomington, MN
Guzek Asset Management
Lisa Guzek Montagne is a financial advisor at Guzek Asset Management with Series 63 and Series 65 licenses and 40 years of industry experience. She has worked at LPL Financial since 1993 and founded Guzek Asset Management in 2002. In addition to her advisory work, she is involved in tax preparation services through Guzek Asset Management. Guzek Asset Management provides personal financial planning services to individuals, trusts, estates, charitable organizations, and business entities. The firm focuses on tailored, non‑discretionary planning primarily for individual and high-net-worth clients, delivering written plans that address cash flow, retirement income, tax, education, estate, and business planning.
Mindy M
Series 66
Bloomington, MN
Guzek Asset Management
Mindy Mejia is a financial advisor at Guzek Asset Management with two years of industry experience. She holds a Series 66 designation and has a background that includes roles at LPL Financial and her own CPA firm, Mindy Mejia CPA LLC. In addition to advising, she is an author operating a sole proprietorship. Guzek Asset Management provides personal financial planning services to individuals, trusts, estates, charitable organizations, and business entities, focusing primarily on individual and high-net-worth clients. The firm offers non-discretionary planning without ongoing portfolio management, tailoring written plans to each client’s goals and circumstances.
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