Gwan Global Services, Corp.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Gwan Global Services, Corp. provides portfolio management and financial planning to individuals, high‑net‑worth individuals, charitable organizations and business entities, delivering tailored investment policy statements and ongoing portfolio monitoring. The firm offers both discretionary and non‑discretionary management, and financial planning services that may be delivered on an hourly basis.
Its investment approach combines fundamental, quantitative, technical and modern‑portfolio‑theory analysis, and it uses long‑term and short‑term trading as well as options strategies where appropriate. GGSC documents client risk tolerance in an Investment Policy Statement, may employ model allocations, and conducts periodic reviews of accounts.
Notable operating details that distinguish the firm include disclosed affiliations with insurance and real estate activities: one or more supervised persons are licensed insurance agents and real estate agents (including an affiliation with a real estate broker), and the firm states supervised persons may receive commission‑based compensation for insurance product sales while disclosing and managing those conflicts. The firm also accepts hourly planning fees, may receive soft‑dollar research benefits, requires clients to use a specified custodian (E*Trade), and reported no assets under management as of December 2022.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Annuities
Fee options
$0 - $1,000,000: 1.50% $1,000,001 - $3,000,000: 1.25% $3,000,001 - $5,000,000: 1.15% $5,000,001 - And Up: 1.00%
Commission-based compensation for insurance products through licensed insurance agent affiliated with the firm; not primary source of compensation.
Up to $400 per hour, negotiable.
Annual fee of 1.00% of AUM plus 18%-20% performance fee on capital appreciation with high water mark; fees negotiable.
Main office location
Gwan Global Services, Corp.
Elk Grove CA, United States
Number of offices
1
Most active in
Gwan Global Services, Corp. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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