Bowling Green, KY Scottsville Road Office

Team
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GWN Securities Inc.

Enterprise

Firm-wide stats for GWN Securities Inc.

Total advisors

447

Across 214 offices

Clients per advisor

84 High

Avg AUM per client

$125,430 Very Low

HNW client ratio

6% Low

About

GWN Securities provides investment advisory and related services to individual clients (including high‑net‑worth investors) and corporate/business clients through a range of managed account programs, financial planning, and selection/introduction to third‑party managers. Its service menu is organized into multiple branded programs (e.g., Managed Account, Premier, Total Access, FMAX) that deliver discretionary portfolio management, model portfolios, and financial planning consults.

The firm implements portfolios using a mix of affiliated and unaffiliated sub‑advisers and model-based allocations grounded in asset allocation and Modern Portfolio Theory, while permitting Representatives to select or replace sub‑advisers for client accounts. Certain programs described in the brochure rely on technology platforms (notably the Fidelity‑sponsored FMAX) and the firm discloses use of AI transcription for meeting records and operational purposes.

What distinguishes GWN from many peers is its historic and continued use of market‑timing and momentum‑based strategies in legacy programs (for example, the DRM Direct, CyAM, StAR and MOM programs), a strategy the brochure treats as a trading/tactical approach rather than buy‑and‑hold. The brochure also notes the firm does not list charitable organizations or pension/profit‑sharing plans among its client types and describes integrated broker‑dealer and affiliated insurance/adviser relationships that can affect product availability and compensation.

Based on GWN Securities Inc.

Expertise

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies

Based on GWN Securities Inc.

Occupation focus

Founder/Business Owner

Based on GWN Securities Inc.

Location

2530 Scottsville Road, Suite 109

Bowling Green KY 42104

Advisors at this office

4

Advisors at this office

user avatar

Jack L

Series 65, Series 63

Bowling Green, KY

GWN Securities Inc.

Jack Lewis is a financial advisor with GWN Securities Inc. in Bowling Green, KY, holding Series 65 and Series 63 licenses and having one year of industry experience. Prior to joining GWN Securities, he held various roles including positions at Montana Grille and Zeochem. He is also involved with Thoroughbred Asset Management, where he works as a registered assistant providing life insurance and financial services. GWN Securities provides investment advisory and related services to individual and corporate clients through multiple managed account programs and financial planning offerings. The firm uses a combination of affiliated and unaffiliated sub-advisers and model portfolios based on asset allocation and Modern Portfolio Theory, and is known for incorporating market-timing and momentum strategies in some of its legacy programs.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
user avatar

Toby L

Series 63, Series 65

Bowling Green, KY

GWN Securities Inc.

Toby Lewis is a financial advisor with GWN Securities Inc. in Bowling Green, KY, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. He has been with GWN Securities since 2014. Outside of his advisory role, Lewis is the owner of Thoroughbred Asset Management, a financial advising business, and serves on the board of Nelson County Schools Community Support Inc., which focuses on promoting local schools and raising scholarship funds. GWN Securities is an SEC-registered investment adviser and broker-dealer that offers discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios for individual and business clients. The firm supports a large network of advisors and employs a range of investment programs, including legacy market-timing and momentum-based strategies.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
user avatar

Thomas H

Series 63, Series 65

Bowling Green, KY

GWN Securities Inc.

Thomas Higdon is a financial advisor at GWN Securities Inc. in Bowling Green, KY, with 15 years of industry experience. He holds Series 63 and Series 65 licenses and has been with GWN Securities since 2014. Outside of his advisory role, Higdon serves as president of the McDowell Park Office Condominium Association, Inc. GWN Securities is an SEC-registered investment adviser and broker-dealer serving individual and business clients through discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios. The firm manages approximately $3.65 billion across more than 37,000 accounts and offers a range of investment programs, including traditional asset allocation and legacy market-timing strategies.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
user avatar

Jon L

Series 66

Bowling Green, KY

GWN Securities Inc.

Jon Lawson is a financial advisor with GWN Securities Inc. based in Bowling Green, KY. He holds a Series 66 designation and has eight years of industry experience. Prior to joining the financial sector, he worked for nearly two decades at Bowling Green City Schools before retiring in 2017. Lawson is also licensed to provide life and health insurance information to clients. GWN Securities is an SEC-registered investment adviser and broker-dealer serving individual and business clients, including high-net-worth individuals. The firm offers discretionary managed accounts, financial planning, and access to third-party sub-advisers and model portfolios, delivering advice through a large network of approximately 423 advisors managing over $3.65 billion in assets.

Wealth management Passive / index investing Active portfolio management Tax-loss harvesting Retirement withdrawal strategies Founder/Business Owner
View complete list of advisors at this office
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