Haag Financial Consulting
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,000,000
Clients
25
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$400,000
About
Haag Financial Consulting provides financial planning and portfolio management services primarily for individual clients, managing roughly $10 million in client assets across a small client base. The firm's Form ADV presents its work as advisory and consultative in nature rather than as manager of pooled or private investment funds.
According to its brochure, Haag typically operates on a non‑discretionary basis—providing recommendations while clients retain trading authority—and delivers ongoing planning and investment guidance. The ADV also discloses an uncommon mix of billing arrangements, including fixed fees, hourly charges and percentage‑of‑AUM billing, reflecting both project‑based and ongoing engagement options.
What is distinctive about Haag is this combination of individualized portfolio management and comprehensive financial planning delivered largely non‑discretionarily, along with the availability of hourly and fixed fees—features that are statistically uncommon among peers. The firm does not act as a private fund adviser, and its small scale suggests a fee‑for‑service, client‑focused delivery model rather than fund or institutional management.
Client services
Financial planning
Portfolio management
Fee options
Main office location
Haag Financial Consulting
446 West Aldine, Suite 3 W
Chicago IL 60657, United States
Number of offices
0
Most active in
Haag Financial Consulting has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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