Haas Financial, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individual and high-net-worth clients, offering discretionary investment management, comprehensive financial planning, and retirement-plan advisory services. It manages roughly $98.4 million across about 138 client relationships and also provides 3(38) retirement plan advisory services to plan sponsors.
As a single-advisor practice, the firm emphasizes continuous personal contact to build customized portfolios using individual equities, exchange-traded funds, and low-cost diversified mutual funds, typically with a long-term orientation while permitting shorter-term trades for rebalancing or client needs. The firm employs fundamental and technical analysis, may allocate portions of portfolios to unaffiliated independent managers, and delivers financial planning engagements under fixed-fee arrangements.
What distinguishes the firm from many peers is its solo-practitioner structure combined with substantial assets under management, an uncommon profile among similar supported firms. The firm’s principal is also a licensed insurance professional who may earn separate commission-based compensation (the brochure discloses this activity occupies under 10% of time), and the adviser maintains institutional relationships with custodians that provide technology and support while recently adding 3(38) ERISA fiduciary services.
Client services
Expertise
Fee options
Financial planning services charged as fixed fees between $1,500 and $4,000 depending on liquid net worth
$0 - $250,000: 1.50% $250,000 - $500,000: 1.35% $500,000 - $1,000,000: 1.20% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $5,000,000: 0.80% $5,000,000+: 0.60%
Certain Advisory Persons earn commissions from insurance product sales, separate from advisory fees
Fee-only: Fixed financial planning fees ranging from $1,500 to $4,000 per engagement based on client's liquid net worth
Main office
1619 Periwinkle Way, Suite 102
Sanibel FL 33957
Advisors at this office
1
Most active in
Arizona · Florida · Minnesota · Texas
Also doing business as
Haas Financial LLC · Haas Financial, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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