Haas Financial, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Haas Financial provides discretionary investment management and comprehensive financial planning to individual and high-net-worth clients. The firm constructs portfolios using individual equities, ETFs, low-cost diversified mutual funds and fixed-income instruments, and also offers retirement account advice and referrals to specialists when appropriate.
The firm’s approach is primarily long-term and fundamentals-driven, supplemented by technical analysis, with portfolios tailored to each client’s goals, risk tolerance and time horizon; tactical trades are made for rebalancing or cash needs and accounts are monitored on a regular basis. Haas Financial may implement strategies directly or through unaffiliated independent managers and relies on custodial platforms for trade execution, custody and reporting.
A distinctive feature is that certain advisory persons are licensed insurance professionals and may sell insurance products for separate, commission-based compensation, a practice the firm discloses as separate from its advisory services and as a potential conflict of interest; these non-advisory insurance activities are disclosed as consuming a small portion of advisor time. The firm reports about $98.4 million in discretionary assets under management and discloses institutional relationships with custodians that provide technology and other non-cash benefits to the adviser.
Client services
Expertise
Fee options
Financial planning fixed fees range from $1,500 to $4,000 per engagement.
$0 - $250,000: 1.50% $250,000 - $500,000: 1.35% $500,000 - $1,000,000: 1.20% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $5,000,000: 0.80% $5,000,000+: 0.60%
Fee-only: Financial planning fees range from $1,500 to $4,000 per engagement based on liquid net worth.
Main office
1619 Periwinkle Way, Suite 102
Sanibel FL 33957
Advisors at this office
1
Most active in
Arizona · Florida · Minnesota · Texas
Also doing business as
Haas Financial LLC · Haas Financial, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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