Haddock Capital LLC

Haddock Capital is a fee-only, newly formed independent investment adviser operating as a solo practice that provides discretionary investment management and related advisory services to individuals (including high‑net‑worth clients) as well as corporations and other institutional clients. The firm currently manages a very small asset base and a limited number of client accounts and may recommend unaffiliated third‑party professionals for specialized needs.

The firm employs both active and passive approaches, integrating quantitative models, technical/charting, fundamental and macro/cyclical analysis to construct portfolios that can include long and short equity positions, options and other derivatives, fixed income, ETFs, and alternative investments. Haddock Capital may offer performance‑based fee arrangements to qualified investors using a high‑water‑mark methodology and acknowledges the potential side‑by‑side conflicts that can arise when managing both performance‑fee and asset‑based accounts.

Notable distinctions for a single‑adviser independent firm of this size include the explicit willingness to manage institutional or corporate accounts and the routine inclusion of complex instruments and alternative funds (for example, venture capital, private equity, hedge and real estate funds) in client portfolios. The brochure also discloses use of a specified custodian platform and direct compensation to non‑employee promoters for client referrals, arrangements the firm identifies and addresses as potential conflicts of interest.