Hale Financial Solutions, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Hale Financial Solutions serves individuals and families and also provides investment advisory services to municipalities, small businesses, and corporate clients. Its offerings include discretionary portfolio management, retirement-plan advisory for small employers, and financial planning delivered as either a one-time engagement or on an ongoing basis.
The firm primarily follows a passive, asset-class approach, building portfolios from index mutual funds and exchange-traded funds and creating individualized investment policies based on clients’ goals, time horizons, and risk tolerances. It may implement client accounts through a digital wealth platform (Betterment for Advisors) or through institutional custodians and conducts periodic reviews to confirm suitability and any client-imposed restrictions.
Noteworthy aspects of the firm include its provision of educational seminars and speaking engagements for groups, which the brochure describes as purely educational and sponsored by event hosts. The firm’s service mix—combining passive portfolio management, use of third-party digital platform sub-advisors, and municipal investment advisory work—differentiates it from many peers.
Client services
Expertise
Occupation focus
Fee options
$2,400 per year for small business retirement plans up to 5 employees; $3,600 per year for 6 to 15 employees; $1,800 per year flat fee for municipalities
$0 - $1,000,000: 1.25% annually $1,000,000+: 0.75% annually
$200.00 per hour, billed in 30 minute increments, for financial planning if assets less than $300,000 or standalone financial planning
Account minimum: $300,000 minimum for financial planning services included with investment management; financial planning available for clients with less than $300,000 at hourly rate
Main office
80 East 1st Avenue
Afton WY 83110
Advisors at this office
1
Most active in
Wyoming
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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