Hall Asset Management Group, Inc.

Hall Asset Management Group, Inc. provides personalized financial planning and consulting to individuals and to institutional clients such as pension and profit‑sharing plans, trusts, estates, and charitable organizations. Services include basic and comprehensive planning (tax planning and, in some engagements, income tax preparation and audit planning) and referrals to third‑party money managers for investment management rather than direct custody or in‑house asset management.

The firm’s advice is delivered through consultations that document client objectives and produce investment policy statements and risk‑tolerance profiles; HAMG does not accept discretionary trading authority or act as custodian. For investment implementation the firm typically refers clients to third‑party managers (including a disclosed referral relationship with Gradient Investments) and charges planning fees on an hourly or fixed‑fee basis rather than relying on a direct percentage‑of‑assets fee for its own services.

Distinctive features in the brochure include the principal’s ongoing outside business activities as an insurance producer (approximately half of his time) and a tax‑preparation practice, both of which the firm discloses as potential conflicts of interest to clients. The firm also discloses a prior regulatory enforcement matter (a 2009 cease‑and‑desist order and fine related to marketing and registration), and documents its referral and incentive arrangements with third‑party managers that affect compensation flows.