Hallgren Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Hallgren Financial provides discretionary portfolio management to individuals, high‑net‑worth clients, pension or profit‑sharing plans, and business entities, working with a small client base rather than mass retail accounts. The firm manages approximately $59 million across about 20 client relationships and creates individualized portfolios based on each client’s objectives, time frame, and risk parameters.
The firm’s stated investment approach is tactical asset allocation, with periodic rebalancing to capture short‑term market opportunities and return portfolios to strategic mixes. Portfolios may include mutual funds, ETFs, stocks, bonds and, at times, leveraged or inverse funds; the brochure notes the elevated volatility and compounding risks associated with leveraged and inverse products.
Distinctive features include a relatively high assets‑per‑client concentration for a single‑advisor practice and a formal onboarding process that uses an 11‑facet financial survey to produce individualized Client Investment Profiles. The advisor meets with clients at least quarterly, operates under discretionary authority, and has documented safeguards for third‑party transfer instructions while recommending an independent custodian relationship.
Client services
Expertise
Fee options
$0 - $5,000,000: 1.00% $5,000,001+: 0.75%
Main office
Kalamazoo MI
Advisors at this office
1
Most active in
Michigan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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