Halyard Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$32,658,251
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
52
19% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
52
HighAverage account size
$628,043
About
Halyard Financial is a state‑registered, independent investment adviser that serves individuals, high‑net‑worth clients, trusts, and small businesses. As a solo practitioner, the firm offers discretionary portfolio management, comprehensive financial planning (including ongoing plan monitoring), hourly planning, and a bundled wealth‑management engagement.
The firm’s investment approach is grounded in modern portfolio theory and primarily uses passive vehicles such as index mutual funds and ETFs, while also drawing on fundamental and cyclical (technical) analysis when appropriate. Portfolios are built around client‑specific investment policy statements, with the adviser typically exercising discretion within those guidelines and providing periodic written reviews.
Noteworthy differentiators include the principal’s combined CFP®, CFA, and Enrolled Agent credentials and ownership of an affiliated tax‑preparation business, a structure the firm discloses along with related conflict‑mitigation practices. Halyard also calculates certain wealth‑management fees using assets under advisement that include accounts held outside the firm’s primary custodian and maintains a minimum annual fee for its comprehensive wealth service, practices that may differ from many peers.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Tax strategies for small businesses
Retirement income strategy
Cash flow / budgeting
General estate planning guidance
Occupation focus
Founder/Business Owner
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.50% >$5,000,000+: 0.25%
$350 per hour, billed in 15-minute increments
Fixed annual fee of $6,000 for accounts under $600,000 in Wealth Management service, payable monthly or quarterly
Minimum fee: Minimum annual fee of $6,000 for Wealth Management service
Main office location
Halyard Financial, LLC
St. Louis MO, United States
Number of offices
1
Most active in
Halyard Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Missouri · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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