Handal Dunaway LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Handal Dunaway LLC is a newly registered investment adviser that offers discretionary and non‑discretionary portfolio management to individuals and to corporations and other businesses. The firm charges fees based on a percentage of assets under management and discloses a $50,000 account minimum (which it may waive) for opening and maintaining advisory accounts.
The firm describes a client‑tailored approach that begins with evaluating investment objectives and risk tolerance and may use unaffiliated model portfolios; it lists a broad investment menu that includes equities, bonds, mutual funds and ETFs, ESG‑oriented strategies, options, derivatives, leveraged ETFs, margin transactions and interests in limited partnerships. Accounts are monitored on an ongoing basis with at least monthly reviews and clients receive monthly written reports and trade confirmations from the custodian.
Noteworthy for a newly registered, single‑advisor practice is the very small client base and reported assets under management alongside the breadth of permissible strategies and execution arrangements — the brochure names Interactive Brokers as the recommended custodian and discloses potential receipt of research and other brokerage‑provided services. The firm also states it does not participate in wrap fee programs or accept performance‑based fees and offers educational seminars/workshops to clients at no charge.
Client services
Expertise
Fee options
$0 - $499,999: 2.00% annually $500,000 - $999,999: 1.75% annually $1,000,000+: 1.50% annually
Account minimum: $50,000
Main office
119 W 24th St, 4th Floor
New York NY 10011
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")