Hanover Square Wealth Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$99,412,012
Clients
95
Advisors
4
across 2 offices
About
Hanover Square Wealth Advisors LLC provides investment management, financial planning, retirement-plan consulting, and business consulting to individuals, high-net-worth clients, families, trusts, estates, businesses and retirement plans. In addition to its retail client base, the firm reports serving several institutional and atypical client types — including a sovereign wealth fund, banking/thrift institutions, insurance companies, state or municipal entities, and other investment advisers.
HSWA manages portfolios on both discretionary and non-discretionary bases, using strategic asset allocation, custom portfolios, and firm model portfolios (including dividend-focused, quality growth, global brands, business disruptors, and global balanced strategies). The firm also offers access to third‑party managers and a broad set of alternative asset classes (private equity, hedge funds, managed futures, commodities, digital assets, and structured notes) and uses a held‑away account platform to review and rebalance external accounts.
The firm, launched in May 2025 and managing roughly $101.6 million with a four‑advisor team, is also a licensed insurance agency and discloses related conflicts when supervised persons recommend insurance or annuity products; it also receives referral revenue for recommending certain 1031 exchange services. HSWA provides ERISA 3(21) and discretionary 3(38) retirement-plan services and relies on Schwab’s institutional platform and support services, arrangements the firm discloses as creating potential conflicts of interest.
Client services
Expertise
Occupation focus
Fee options
Stand-alone financial planning services fixed one-time amount typically between $2,500 and $25,000; Retirement plan flat fees negotiated
$0+: up to 1.25% annually for investment management services $0+: up to 1.50% annually for wealth management services
Insurance products commissions due to insurance agency licensing and sales
Hourly rate applied if financial planning engagement terminated prior to delivery of plan, based on hours worked and professional's hourly rate
Account minimum: $1,000,000 Fee-only: Investment consulting annual retainer $500 to $10,000; Business consulting annual retainer $1,000 to $50,000; Financial planning fixed fees typically between $2,500 and $25,000; Retirement plan fees asset-based or flat fee negotiated with plan sponsor
Main office
See officeKing NC
Advisors at this office
3
Offices (2)
Most active in
Florida · North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Brooks J
Verified by Warmer
CFP®, Series 63, Series 65
King, NC
Hanover Square Wealth Advisors LLC
Brooks Jewett is a CFP® professional. Outside of his Wealth Leader role, Brooks previously coached lacrosse at Forsyth Country Day School and serves on the boards of several community organizations, including the Winston-Salem Police Foundation, Whitaker Elementary Circle and the Financial Planning Association of Charlotte.
Derek F
CFP®, Series 63, Series 66
King, NC
Hanover Square Wealth Advisors LLC
Derek Frosh is a CFP® professional with 30 years of industry experience, currently serving at Hanover Square Wealth Advisors LLC since 2025. Prior to joining Hanover Square, he worked for UBS Financial Services for 12 years. Outside of financial advising, he owns and operates a general contracting business involved in construction and remodeling in North Carolina. Hanover Square Wealth Advisors LLC provides investment management, financial planning, retirement-plan consulting, and business consulting to a diverse client base including individuals, high-net-worth clients, institutions, and retirement plans. The firm employs strategic asset allocation and a variety of portfolio management strategies, offering access to alternative asset classes and external account monitoring.
Loretta F
Series 66
King, NC
Hanover Square Wealth Advisors LLC
Loretta Fredere is a financial advisor at Hanover Square Wealth Advisors LLC with 25 years of industry experience. She holds a Series 66 designation and previously worked at UBS Financial Services Inc. for 16 years. Hanover Square Wealth Advisors LLC offers investment management, financial planning, retirement-plan consulting, and business consulting to a diverse client base, including individuals, high-net-worth clients, families, trusts, estates, businesses, and institutional entities. The firm employs a range of strategies, including strategic asset allocation and access to alternative asset classes, and manages portfolios on both discretionary and non-discretionary bases.
Jayson S
Series 65
Winston-Salem, NC
Hanover Square Wealth Advisors LLC
Jayson Snipes is a financial advisor at Hanover Square Wealth Advisors LLC with a Series 65 credential and one year of industry experience. He has worked in accounting and tax services since 2017 and has held roles at Lexington City Schools and Maple Springs United Methodist Church. Hanover Square Wealth Advisors LLC provides investment management, financial planning, retirement-plan consulting, and business consulting to a diverse client base that includes individuals, high-net-worth clients, families, trusts, estates, businesses, and institutional entities. The firm offers a range of portfolio management strategies and access to alternative asset classes, serving clients through both discretionary and non-discretionary arrangements.
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