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Hansen & Associates Financial Group Inc.

Updated today

Client assets under management

$203,243,092

Clients

545

11% high-net-worth

Advisors

4

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

136

Very High

Average account size

$372,923

About

The firm provides investment advisory and financial planning services to a mix of individual clients (including high-net-worth households), corporate and other business entities, and employer plan sponsors; it also states it works with investment company clients and offers selection of third‑party advisers on a co‑adviser basis. Services described in the brochure include individualized portfolio management (with planning and consulting), retirement plan consulting, and assistance implementing recommendations such as insurance products.

Its investment approach is a top‑down, tactical asset allocation process that combines momentum and risk‑parity elements in a proprietary quantitative model and emphasizes exchange‑traded funds across fixed income, multi‑asset and higher‑beta momentum components. Portfolios are constructed to fixed risk‑profile ratios, rebalanced monthly, and the firm uses co‑adviser arrangements when recommending third‑party managers while also sponsoring a wrap fee program.

Noteworthy distinctions from many peers include disclosed affiliations with another investment adviser entity and past involvement as a fund general partner, sponsorship of a wrap fee program, and licensed insurance activity that can generate commissions on product recommendations. The brochure also discloses a 2023 SEC settlement (a $50,000 payment) related to hypothetical performance advertising and the firm’s prior use of advertised performance results, matters that are uncommon among similarly sized supported firms.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

General retirement planning Income planning Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)

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Fee options

Fixed

Comprehensive Financial Planning flat fee $500 to $5,000; Retirement Plan Consulting flat fee ranges from $750 to $10,000.

Percentage

$0+: 0.80% to 2.60% annually (Portfolio Management Services fee range) $0+: 0.50% to 1.50% annually (Selection of Third-Party Investment Advisers fee range) $0+: Up to 1.00% annually (Retirement Plan Consulting fee based on percentage of managed Plan assets)

Commissions

Insurance products commissions paid to representatives (insurance agent activities).

Project-based

Consulting Financial Planning hourly rate at $180 per hour; Retirement Plan Consulting hourly fee up to $250.

Other

Account minimum: $300,000 Fee-only: Financial Planning fees range from $500 to $5,000; Consulting fees at $180 per hour; Retirement Plan Consulting hourly fees up to $250; flat fees from $750 to $10,000.

Main office location

Hansen & Associates Financial Group Inc.

2271 Lava Ridge Court, Suite 200

Roseville CA 95661, United States

Number of offices

2

Most active in

Arizona · California · Colorado · Florida · Nevada · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

David Y

Series 63, Series 66

Roseville, CA

Hansen & Associates Financial Group Inc.

David Yelle is a financial advisor at Hansen & Associates Financial Group Inc. in Roseville, CA, holding Series 63 and Series 66 licenses with 11 years of industry experience. He has been with Hansen & Associates Financial Group since 2015. Hansen & Associates Financial Group provides individualized asset management, comprehensive financial planning, and retirement plan consulting to individuals, employer plan sponsors, corporations, and other business entities. The firm employs a top-down Tactical Asset Allocation framework that uses a proprietary algorithm incorporating momentum and risk-parity elements, primarily through exchange-traded funds, and manages approximately $225 million in discretionary assets.

General retirement planning Income planning Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
user avatar

Wallace D

Series 65

Englewood, CO

Hansen & Associates Financial Group Inc.

Wallace Darling is a financial advisor at Hansen & Associates Financial Group Inc. with a Series 65 credential and three years of industry experience. He previously managed Darling Wealth Management, LLC and has over a decade of experience with Lakewood Hills Investments, LLC. Outside of his advisory role, Darling is involved in insurance-related activities through Financial Gravity Enhanced Markets, LLC. Hansen & Associates Financial Group provides asset management, financial planning, and retirement consulting services to individuals, businesses, and plan sponsors. The firm uses a Tactical Asset Allocation approach with a proprietary algorithm focused on ETFs, emphasizing risk control and individualized portfolio management.

General retirement planning Income planning Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
user avatar

Nickie D

Series 65

Elk Grove, CA

Hansen & Associates Financial Group Inc.

Nickie Dally is a financial advisor at Blueprint Investments and Tax Planning with 15 years of industry experience. She holds a Series 65 designation and has worked at firms including Hansen & Associates Financial Group, Cadger Tax and Financial, and Virtue Capital Management. In addition to her advisory roles, she is a consultant for National Gold Consultants, focusing on gold and silver sales and marketing. Blueprint Investments and Tax Planning is an independent, state-registered firm serving individuals, small businesses, trusts, and charities. The firm offers discretionary model portfolio management and financial planning that incorporates tax and cash-flow analysis, utilizing a top-down investment approach with a range of portfolio strategies tailored to client risk tolerance and objectives.

General retirement planning Income planning Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
user avatar

Mark H

CFP®, ChFC®, Series 63

Roseville, CA

Hansen & Associates Financial Group Inc.

Mark Hansen is a CFP® and ChFC® with 34 years of industry experience. He has been with Hansen & Associates Financial Group Inc. since 2013 and has operated his own advisory practice since 2010. Outside of financial advising, he is co-owner of a bakery business with his wife. Hansen & Associates Financial Group provides individualized asset management, comprehensive financial planning, and retirement plan consulting to individuals, employer plan sponsors, corporations, and other business entities. The firm employs a proprietary Tactical Asset Allocation framework that integrates momentum and risk-parity elements, primarily using exchange-traded funds, with portfolios tailored to assigned risk profiles.

General retirement planning Income planning Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k)
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