Hapanowicz Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$518,303,662
Clients
640
Advisors
6
of 13 employees
About
Hapanowicz Financial provides fee-based financial planning and discretionary portfolio management to individuals (including high‑net‑worth clients), retirement plan sponsors, trusts and other institutional or business entities. Its services include the Hapanowicz Strategic Wealth Management (SWM) discretionary program, fiduciary and non‑fiduciary retirement plan consulting, participant education and fee‑based variable annuity management.
The firm constructs individualized asset allocations that blend strategic and tactical elements, using mutual funds, ETFs and individual equities, and it delivers ongoing discretionary supervision through qualified custodians (including LPL Financial and, as of June 2026, Charles Schwab). Hapanowicz supplements traditional research and planning with AI‑enabled tools for screening, scenario analysis and planning support while retaining human oversight and review of AI outputs.
Noteworthy features include a formal offering of participant educational presentations and enrollment workshops as part of its retirement‑plan services and established relationships with multiple recordkeepers and platforms (Vanguard, Empower, ADP, American Funds and Paychex) to support plan administration. The firm recently consolidated its asset management services away from a wrap‑fee program into a traditional asset management account structure and reports approximately $622.3 million in assets under management across about 640 client accounts.
Client services
Expertise
Fee options
$0+: Up to 2.0% annually, negotiable; minimum household account size is $1,000,000 (exceptions possible as noted) $300,000+: Minimum for family members of existing clients (exceptions at firm's discretion)
Insurance products sold by some advisor representatives generate commissions; firm does not receive commissions for advisory services.
Financial planning fees generally based on time required and complexity, billed at an hourly rate dependent on the plan's complexity.
Account minimum: $1,000,000 Fee-only: Generally fee-based investment advisory services including financial planning, asset management and retirement plan consulting.
Main office
Foster Plaza 6, 681 Andersen Drive, Suite 100
Pittsburgh PA 15220
Advisors at this office
6
Most active in
Florida · Maryland · Ohio · Pennsylvania
Also doing business as
H & A Retirement Advisors · H & A Wealth Advisors · H&A Investment And Wealth Advisors · H&A Investment Management And Wealth Advisors · H&A Wealth · H&A Wealth Advisors, H&A Retirement Advisors · H&A Wealth Management · Hapanowicz · Hapanowicz & Associates · Hapanowicz & Associates Financial Services, Inc. · Hapanowicz & Associates Wealth Management · Hapanowicz And Associates · Hapanowicz And Associates Financial Services, Inc. · Hapanowicz Financial
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Christina S
Series 66
Pittsburgh, PA
Hapanowicz Financial
Christina Simmonds is a financial advisor at Hapanowicz Financial in Pittsburgh, PA, with 10 years of industry experience. She holds the Series 66 designation and has worked at Hapanowicz & Associates Financial Services, Inc. since 2015 and LPL Financial LLC since 2012. Hapanowicz Financial provides fee-based investment advisory and financial planning services to individuals, including high-net-worth clients, as well as retirement plan sponsors and participants. The firm manages client accounts on a discretionary basis through LPL Financial’s SWM platform, using strategic and tactical asset allocation alongside model mutual-fund portfolios tailored to clients’ risk tolerance and objectives.
Robert H
Series 63, Series 65
Pittsburgh, PA
Hapanowicz Financial
Robert Hapanowicz is a financial advisor with Hapanowicz Financial in Pittsburgh, PA, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has worked with LPL Financial since 2011 and has been involved with Hapanowicz & Associates in various capacities since 1989. In addition to advisory services, he owns and supervises Hapanowicz Financial Tax Services, LLC, providing tax preparation and accounting services. Hapanowicz Financial offers fee-based investment advisory and financial planning services to individuals, including high-net-worth clients, as well as retirement plan sponsors and participants. The firm manages discretionary asset allocations through the Hapanowicz SWIM program, employing strategic and tactical asset allocation within multiple platform relationships and providing participant educational presentations.
Robert H
Series 66
Pittsburgh, PA
Hapanowicz Financial
Robert Hapanowicz is a Series 66-licensed financial advisor with seven years of industry experience. He leads Hapanowicz Financial in Pittsburgh, PA, and has worked with Hapanowicz & Associates Financial Services and LPL Financial. Hapanowicz Financial provides fee-based financial planning and discretionary portfolio management to individuals, including high-net-worth clients, retirement plan sponsors, trusts, and business entities. The firm combines strategic and tactical asset allocations using mutual funds, ETFs, and individual equities, and integrates AI-enabled tools alongside traditional research in its advisory process.
Eric F
Series 65
Pittsburgh, PA
Hapanowicz Financial
Eric Forsythe is a financial advisor at Hapanowicz Financial in Pittsburgh, PA. He holds a Series 65 designation and has recently transitioned from a 12-year tenure at LKQ Corporation to his current role. Forsythe joined Hapanowicz Wealth Management in 2025. Hapanowicz Financial provides fee-based investment advisory and financial planning services to individuals, including high-net-worth clients, as well as retirement plan sponsors and participants. The firm employs a discretionary asset management approach through its SWIM program, combining strategic and tactical asset allocation to align investments with clients’ risk tolerance and financial goals.
Charles D
Series 66
Pittsburgh, PA
Hapanowicz Financial
Charles Davis III is a financial advisor with Hapanowicz Financial in Pittsburgh, PA, holding a Series 66 designation and eight years of industry experience. He has worked with several firms including Moralis Technologies, MFA Wealth Advisors, and Federated Global Investment Management Corp. Davis is part of a six-advisor team at Hapanowicz Financial. Hapanowicz Financial provides fee-based financial planning and discretionary portfolio management for individuals, retirement plan sponsors, trusts, and institutional clients. The firm uses a blend of strategic and tactical asset allocation incorporating mutual funds, ETFs, and individual equities, supplemented by AI-enabled tools alongside human oversight.
Dante S
Series 66
Pittsburgh, PA
Hapanowicz Financial
Dante Sienko is a financial advisor at Hapanowicz Financial with four years of industry experience and holds the Series 66 designation. His previous roles include positions at LPL Financial LLC, MDT Advisers, and Federated investment firms. Hapanowicz Financial offers fee-based financial planning and discretionary portfolio management to individuals, retirement plan sponsors, trusts, and institutional clients. The firm combines strategic and tactical asset allocation using mutual funds, ETFs, and equities, and employs AI-enabled tools alongside traditional research to support its investment and planning processes.
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