Harborlight Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$104,390,519
Clients
142
Advisors
2
of 2 employees
About
HarborLight Investments serves individuals (including high-net-worth clients), pension and profit-sharing plans, charitable organizations, and small businesses. The firm offers discretionary portfolio management (including firm-developed model portfolios), a web-based automated portfolio service, financial planning, financial consulting, and pension consulting.
Investment advice is delivered through tailored, discretionary management with ongoing monitoring and periodic rebalancing, and web-based clients complete an online questionnaire that maps them to proprietary models used for automatic implementation. The firm discloses a range of analytic methods (fundamental, technical, modern portfolio theory) and states that it conducts regular account reviews and implements trading and rebalancing in line with client objectives and the platform’s trading policies.
Compared with many similarly sized supported firms, HarborLight discloses that it may use borrowing (margin) and derivatives (including options) in separately managed accounts, a practice the brochure identifies as less common among peers. The firm also combines a traditional advisory practice with a Betterment for Advisors web-based platform, recommends non-traded REITs to accredited investors, and staffs advisors with CFP credentials and institutional experience in portfolio management and derivatives.
Client services
Expertise
Fee options
$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $4,000,000: 0.90% $4,000,000 - $7,000,000: 0.70% $7,000,000 - $17,000,000: 0.50%
$300 per hour, negotiable
Main office
516 El Cerrito Plaza
El Cerrito CA 94530
Advisors at this office
2
Most active in
California
Also doing business as
Harborlight Investments LLC · Harborlight Investments, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Christopher S
CFP®, Series 63, Series 65
El Cerrito, CA
Harborlight Investments, LLC
Christopher Sheehy is a CFP® professional with 11 years of experience in the financial advisory industry. He has worked at Harborlight Investments, LLC since 2017 and previously spent a year with Wynn Capital Management. HarborLight Investments serves individuals—including high-net-worth clients—pension and profit-sharing plans, charitable organizations, and small businesses. The firm provides discretionary portfolio management, automated web-based services, financial planning, and consulting, utilizing a range of analytic methods and offering strategies that include margin and derivatives in separately managed accounts.
Jason D
CFP®, Series 65
El Cerrito, CA
Harborlight Investments, LLC
Jason Draut is a CFP® with 11 years of industry experience, currently serving as an advisor at Harborlight Investments, LLC since 2016. Prior to this, he worked at Wynn Capital Management from 2014 to 2016. Harborlight Investments serves individual investors, pension and profit-sharing plans, charitable organizations, and privately held businesses. The firm combines discretionary portfolio management with an automated advisory program, focusing on ETFs and no-load mutual funds, and employs both long- and short-term trading strategies alongside pension consulting services.
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