Harbour Financial Resources, Ltd
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$177,741,706
Clients
112
Advisors
2
of 3 employees
About
Harbour Financial Resources, Ltd. provides financial planning and investment supervisory services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, and business entities. In addition to fee‑based advisory and hourly/modular planning services, the firm and its representatives are licensed to sell life, health, disability insurance and annuities and may receive commissions on those insurance or annuity placements.
The firm advises on equities, fixed income, mutual funds, ETFs and other securities using fundamental and technical analysis and by developing client risk profiles and investment policy statements. Harbour operates on a non‑discretionary basis—making recommendations and implementing trades only with client approval—and may refer clients to third‑party managers and custodians (including Lockwood/Pershing and Charles Schwab) for execution and custody.
Harbour is distinctive among peers in that its reported assets under management are administered entirely on a non‑discretionary basis while the firm also conducts an insurance agency business, a combination that introduces commission‑based conflicts the brochure discloses and seeks to manage. The firm is a small adviser team serving a mid‑sized client base and discloses receipt of operational and practice‑support services from its primary custodian, which the firm acknowledges could influence platform selection.
Client services
Expertise
Fee options
Financial planning modular fees: $1,000 for first module, $750 for each additional module; minimum retainer $500 payable upon signing
$0 - $100,000: 1.25% $100,001 - $1,000,000: 0.75% $1,000,001 - $5,000,000: 0.35% $5,000,001+: 0.25%
Insurance and annuity commissions received by firm representatives for placement of insurance/annuities
$40 to $500 per hour for financial planning services
Minimum fee: $3,000 minimum annual fee per account/household for investment supervisory services
Main office
9933 Lawler Ave, Suite 500
Skokie IL 60077
Advisors at this office
2
Most active in
Illinois · Texas · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Robert L
Series 63, Series 65
Skokie, IL
Harbour Financial Resources, Ltd
Robert Leon is a financial advisor with Harbour Financial Resources, Ltd., holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has been with Harbour Financial Resources since 1994. Outside of his advisory role, he serves as Chief Financial Officer of Patricia Rhodes Inc. Harbour Financial Resources, Ltd. provides investment supervisory services and financial planning to individuals, businesses, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm employs a non-discretionary investment approach based on client profiles, risk questionnaires, and a combination of fundamental and technical analysis.
Michael V
Series 63, Series 66
Skokie, IL
Harbour Financial Resources, Ltd
Michael Vieceli is a financial advisor at Harbour Financial Resources, Ltd in Skokie, IL, with 23 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Harbour Financial Resources since 2003. He is also a registered representative at Oak Ridge Investments, Inc., devoting a portion of his time to this role. Harbour Financial Resources, Ltd provides investment supervisory services and financial planning to individuals, businesses, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers hourly and modular financial planning alongside percentage-of-assets advisory services and manages accounts on a non-discretionary basis.
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