Harbour Investment Management L.L.C.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$317,243,707
Clients
177
Advisors
5
of 6 employees
About
Harbour Investment Management, LLC provides discretionary portfolio management and financial planning to individuals (including high-net-worth clients), pension and profit‑sharing plans, charitable organizations, and corporations. The firm manages roughly $381.6 million for about 177 clients and operates with a small advisory team across two offices.
Portfolios are constructed using fundamental analysis and tailored asset allocation, typically holding individual stocks, mutual funds, ETFs, bonds and, where appropriate, structured or alternative‑strategy funds with periodic rebalancing and an emphasis on longer‑term positions. Financial planning and retirement strategy work is integrated into its advisory relationships, and standalone planning clients may have planning fees rebated if they later engage the firm for asset management.
The firm’s ownership structure is notable: a majority interest is held by an affiliated investment adviser and the same ownership group controls a holding company that owns a separate RIA and consulting businesses, and the firms have a solicitor/referral arrangement that can involve sharing a portion of advisory fees. Harbour also recommends Schwab Institutional as custodian and receives business‑support services from that custodian, a relationship the firm discloses as a potential conflict of interest.
Client services
Expertise
Occupation focus
Fee options
Fixed dollar fees charged on some accounts; financial planning base rate $1,500 annually for non-investment clients
$0 - $1,000,000: 0.80% annually $1,000,000 - $2,000,000: 0.70% annually $2,000,000 - $5,000,000: 0.50% annually $5,000,000+: 0.25% annually
$200 per hour for additional financial planning services
Account minimum: $500,000 Minimum fee: $250 quarterly minimum fee per account Fee-only: Financial planning services included in investment management fee; for non-investment clients, $1,500 annual base rate plus $200/hour for additional services
Main office
152 3rd Ave S, Suite 103 B
Edmonds WA 98020-8442
Advisors at this office
5
Most active in
California · New Hampshire · Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Carrie H
Series 65
Edmonds, WA
Harbour Investment Management L.L.C.
Carrie Hepburn is a financial advisor at Harbour Investment Management L.L.C. with eight years of industry experience. She holds a Series 65 designation and has worked at Lair Hill Partners Inc., ZUNA, LLC, Harbour Investments LLC, and Northwest Capital Management, Inc. since 2002. Harbour Investment Management provides discretionary portfolio management and financial planning services to individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm focuses on tailored portfolio management using fundamental analysis and continuous supervision, managing approximately $470 million in discretionary assets for about 195 clients through a five-advisor team.
Aalok S
CFP®, Series 63, Series 65
Edmonds, WA
Harbour Investment Management L.L.C.
Aalok Shah is a CFP® with nine years of industry experience, currently serving as an advisor at Harbour Investment Management L.L.C. He has worked at firms including Lair Hill Partners Inc, Zuna, LLC, Northwest Capital Management, and Heintzberger Payne. Shah is based in Edmonds, WA, and holds Series 63 and Series 65 licenses. Harbour Investment Management provides discretionary portfolio management and financial planning to individuals, pension plans, charitable organizations, and corporations. The firm emphasizes fundamental analysis and long-term portfolio management, overseeing approximately $470 million in assets for around 195 clients through a five-advisor team.
Alvin K
Series 65
Edmonds, WA
Harbour Investment Management L.L.C.
Alvin Kwak is a financial advisor at Harbour Investment Management L.L.C. with a Series 65 credential. He has been with Harbour since 2025 and has prior experience at MAZO Capital Solution, District 2 Capital, and Sparrow Vision. Outside of finance, he has worked at Oki Golf and attended Columbia University. Harbour Investment Management provides discretionary portfolio management and financial planning services to individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm employs fundamental analysis to build diversified portfolios and manages approximately $470 million in assets for about 195 clients.
Erika B
CFA®, Series 63
Edmonds, WA
Harbour Investment Management L.L.C.
Erika Berkenhoff is a CFA® charterholder with 19 years of industry experience. She has been with Harbour Investment Management L.L.C. since 2006. The firm provides discretionary portfolio management and financial planning services to individuals, pension and profit-sharing plans, charitable organizations, and corporations. Harbour Investment Management emphasizes fundamental analysis and ongoing portfolio supervision, managing approximately $470 million in assets for about 195 clients through a team of five advisors.
Michael G
CFA®, Series 63
Edmonds, WA
Harbour Investment Management L.L.C.
Michael Gill More is a CFA® charterholder with two years of industry experience. He is currently an advisor at Harbour Investment Management L.L.C., where he has worked since 2023. Prior to joining Harbour, he was with PaxJor Investments from 2020 to 2023 and Edge Asset Management from 2005 to 2020. Harbour Investment Management provides discretionary portfolio management and financial planning to individuals, pension and profit-sharing plans, charitable organizations, and corporations. The firm emphasizes fundamental analysis and continuous supervision to build diversified portfolios tailored to longer-term objectives, managing approximately $470 million in assets for about 195 clients.
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