Harger And Company, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Harger and Company provides portfolio management, financial planning and 401(k) advisory services to individuals, pension and profit‑sharing plans, trusts, estates and corporations. The firm offers both discretionary and non‑discretionary management and supports implementation options through its broker‑dealer capacity.
The firm describes a mostly fundamental, long‑term approach that emphasizes diversified allocations across equities, fixed income, mutual funds, ETFs and variable annuity sub‑accounts, with investment plans tailored through in‑depth client interviews. In addition to individual advisory relationships, Harger offers public educational seminars licensed through Broadridge and may prepare personalized financial plans following those events.
Harger is registered as both an investment adviser and a FINRA‑member broker‑dealer, and its representatives may receive commissions, 12b‑1 fees and insurance commissions as licensed insurance agents—relationships the firm discloses and says it monitors through supervisory reviews and a Code of Ethics. The brochure also discloses a FINRA settlement involving a supervising principal for supervisory violations, and notes that the large majority of the firm’s reported assets are managed on a non‑discretionary basis with custody and trade execution routed through its custodian.
Client services
Expertise
Fee options
Fixed fees for financial planning services (negotiable, estimated before consultation)
0.00% to 2.00% annually (negotiable)
Commissions may be received on sale of mutual funds, variable annuities, and other investments since HCI is also a broker/dealer
$150 per hour for financial planning services
Fee-only: Hourly fees of $150 per hour or fixed fees for financial planning services (negotiable, estimated before consultation)
Main office
8048 One Calais Avenue, Suite D
Baton Rouge LA 70809
Advisors at this office
3
Most active in
Louisiana · Texas
Also doing business as
Harger And Company, Inc. · Harger, Aparicio & Co., Inc. · R.L. Harger And Company, Inc. · Sunsouth Equity Corporation
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Matthew H
Series 66
Baton Rouge, LA
Harger And Company, Inc.
Matthew Harger is a financial advisor at Harger And Company, Inc. in Baton Rouge, LA, with 20 years of industry experience. He holds a Series 66 designation and has been with Harger And Company since 2004. Outside of his advisory role, he conducts investment-related seminars through local universities on an as-needed basis. Harger And Company provides portfolio management, financial planning, and 401(k) advisory services to individuals, pension and profit-sharing plans, trusts, estates, and corporations. The firm employs a fundamental, long-term investment approach with diversified allocations tailored through comprehensive client interviews.
Christopher D
CFP®, Series 63
Baton Rouge, LA
Harger And Company, Inc.
Christopher Dowden is a CFP® with 26 years of industry experience, currently serving at Harger and Company, Inc. since 2009. He holds the Series 63 designation and is based in Baton Rouge, LA. In addition to his advisory role, he is an officer of RL Harger and Associates, Inc. and ATM Properties, where he performs general office-related duties. Harger and Company provides portfolio management, financial planning, and 401(k) advisory services to individuals, pension and profit-sharing plans, trusts, estates, and corporations. The firm employs a fundamental, long-term investment approach with diversified allocations tailored through detailed client interviews.
Todd G
Series 63, Series 65
Baton Rouge, LA
Harger And Company, Inc.
Todd Gautreaux is a financial advisor at Harger and Company, Inc. with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at LPL Financial, Red River Bank, and Cetera. Harger and Company provides portfolio management, financial planning, and 401(k) advisory services to individuals, pension and profit-sharing plans, trusts, estates, and corporations. The firm employs a fundamental, long-term investment approach with diversified allocations and offers both discretionary and non-discretionary management.
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