A complete list of active advisors currently associated with Harold Dance Investments

Warmer can help you find a great advisor at Harold Dance Investments or one who fits your needs even better.

Harold Dance Investments provides portfolio management and financial planning to individuals (including high‑net‑worth clients), trusts, charitable organizations, and business entities, operating as an SEC-registered investment adviser while also functioning as a FINRA-registered broker‑dealer. On the broker‑dealer side the firm typically deals in mutual funds and variable annuities and also maintains licenses to offer certain insurance products. The firm generally constructs mutual fund‑focused portfolios and manages most advisory accounts on a discretionary basis, relying on client objectives and risk tolerance to guide allocations, with RIA accounts custodied primarily at Fidelity. HDI also serves as a third‑party solicitor to refer eligible clients to unrelated RIAs when clients need capabilities beyond the firm’s direct offerings, which supplements its in‑house advisory services. HDI’s long history as a broker‑dealer (dating back decades before it offered advisory services) and its continued dual registration are notable compared with most team firms, since a large share of the firm’s activities and time remains tied to broker‑dealer and insurance sales even as the RIA business grows. That combined structure — commissionable BD transactions and insurance licensing alongside advisory accounts, plus formal referral arrangements that can involve receiving a portion of advisory compensation — creates potential conflicts of interest that clients should consider when deciding between BD and RIA options.

To learn more about the advisors currently working at Harold Dance Investments, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.