Harper Capital Partners

Harper Capital Partners provides discretionary wealth and portfolio management to high‑net‑worth individuals, families, corporate pension and profit‑sharing plans, trusts, estates and charitable organizations, advising across equities, bonds, mutual funds, ETFs, master limited partnerships, preferred stocks, options and warrants. The firm operates as a solo, fee‑based adviser managing approximately $10.83 million for about 37 client accounts and generally charges fees based on a percentage of assets with a typical account minimum of $25,000.

Investment decisions are driven by an opportunistic approach that combines fundamental and technical analysis to identify out‑of‑favor or discounted securities, and the firm prefers few style or sector restrictions when selecting holdings. Accounts are managed on a discretionary basis and allocations are tailored to individual clients’ risk tolerance, net worth and liquidity needs, with ongoing monitoring and at least quarterly reviews.

Distinctive features include the firm’s ability to negotiate performance‑based fee arrangements with qualified clients under applicable exemptions (e.g., Rule 205‑3), a practice that is uncommon among peers and is governed by procedures intended to mitigate related conflicts. The firm does not accept custody of client assets, does not vote proxies on clients’ behalf, and uses institutional brokerage relationships that provide research, trade execution and back‑office support.