Harris Financial Consulting, PLLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides financial planning, portfolio advisement, retirement planning, philanthropic investment advice, financial document drafting, and educational seminars/workshops to both retail and institutional clients. It monitors client accounts through custodians and reports approximately $529,000 in assets under advisement across a very small client base, while not maintaining discretionary trading authority.
The firm’s investment approach is grounded in Modern Portfolio Theory and informed by behavioral finance, favoring diversified, long‑term strategies such as buy‑and‑hold, dollar‑cost averaging, and periodic rebalancing, with quarterly or semi‑annual reviews and tailored plans developed through detailed client information gathering. As a fee‑only advisor, it provides non‑discretionary recommendations and implements client‑directed transactions through selected custodians, with an emphasis on client engagement in decision making.
Notable or uncommon aspects include the provision of educational seminars and workshops, a service relatively rare among independent peers, and a practice that explicitly addresses institutional and nonprofit entity engagements as well as philanthropic planning and formal document drafting (e.g., investment policy statements). The firm’s small roster and stated focus on long‑term investors planning for retirement, legacy, generational wealth, and philanthropic impact suggest it targets more specialized or higher‑net‑worth objectives rather than mass‑market, non‑HNW retail clients, and it also operates alongside a separate process‑consulting business that may influence the scope of services offered.
Client services
Expertise
Fee options
Basic Financial Plan: $500 each; Comprehensive Financial Plan: $1000 each; Investment Policy Statement: $1000 each; Financial Assessment: $500 each; Institutional/Business Entity plans and statements start at $2500 each
$50,001+: 1.50% annually (Retail Advisory Account - monthly billing) $1,000,001+: 1.50% annually (Institutional Advisory Account - quarterly billing)
$150 per hour
Account minimum: $50,001 for Retail Advisory Account (RAA); $1,000,001 for Institutional Advisory Account (IAA); No minimum to open or maintain an account stated elsewhere Fee-only: Fee-only investment advisor; no commissions or asset-based sales charges received by the firm
Main office
Alvin TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")