Hart Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$76,587,000
Clients
418
Advisors
1
of 1 employees
About
Hart Financial provides discretionary asset management and portfolio management services primarily to individual clients, including high-net-worth individuals, and also works with charitable organizations, corporate/business clients and state or municipal government entities. The firm reports approximately $78.5 million in assets under management across about 418 client accounts and does not impose a required account minimum.
The firm constructs client portfolios using a mix of fundamental and technical analysis and may employ long-term purchase strategies; investment programs are based on documented client goals, time horizons and risk tolerances. Hart Financial exercises discretionary trading authority, monitors holdings at least weekly, and conducts account reviews at least quarterly with at least annual suitability updates and opportunities for client-imposed restrictions.
What distinguishes the firm from most independent solo advisers is its unusually high client count per advisor (well over 200 clients) and its client mix that includes municipal/state and corporate clients as well as charitable organizations, all of which are uncommon for firms of this type. The managing member maintains a separate insurance practice (about 10% of his time), a disclosed affiliation that can create conflicts of interest that the firm says it mitigates through disclosures and fiduciary procedures; the firm also relies on a single custodian relationship and receives certain economic benefits through that arrangement.
Client services
Expertise
Fee options
Up to 1% annually, negotiable
Commissions received by Mark Hart from insurance products sales only, not from investment advisory
Minimum fee: May waive minimum fee or charge lesser fee based on certain criteria
Main office
148 West 2nd St.
Akron CO 80720
Advisors at this office
1
Most active in
Colorado · Louisiana · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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