Harvest Capital Assets, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$71,700,000
Clients
246
Advisors
3
of 3 employees
About
Harvest Capital Assets LLC provides ongoing portfolio management and related financial planning primarily to individual and high‑net‑worth clients, overseeing roughly $72 million in client assets across about 246 accounts. Services include tailored investment strategy, asset allocation, securities selection, and regular portfolio monitoring, with financial planning offered during onboarding at no additional charge.
The firm emphasizes individualized portfolio management and reports that it primarily recommends individual equities to a majority of clients while also employing mutual funds, ETFs, fixed income, REITs, annuities, commodities, private placements and venture capital when appropriate. Its analytical approach combines fundamental, technical, quantitative and modern portfolio theory, and it uses a broad set of trading strategies — including long‑ and short‑term trading, options, margin and short sales — which can involve elevated risk.
Noteworthy features for a firm of this size include no stated account minimum and management of all client assets in‑house rather than through third‑party managers, along with an internal policy to seek fair allocation of limited investment opportunities such as IPOs. The firm recently added LPL Financial as a custodian and discloses the potential receipt of research or other services (soft‑dollar benefits); it also does not accept performance‑based fees and does not accept proxy‑voting authority for client securities.
Client services
Expertise
Fee options
1.55% annually
Main office
Sanborn NY
Advisors at this office
3
Most active in
Florida · New York · North Carolina · South Carolina · Texas
Also doing business as
Harvest Capital Assets · Harvest Capital Assets, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
David C
Series 65
Sanborn, NY
Harvest Capital Assets, LLC
David Caldwell is a financial advisor at Harvest Capital Assets, LLC with six years of industry experience. He holds a Series 65 designation and has been with Harvest Capital Assets since 2015. Harvest Capital Assets, LLC provides discretionary and non-discretionary portfolio management and advisory services to individual and high-net-worth clients. The firm tailors portfolios to client goals and risk tolerance, employing a variety of investment vehicles and strategies, including individual securities, private placements, and venture capital, and manages all client assets in-house.
Alexander S
Series 66
Sanborn, NY
Harvest Capital Assets, LLC
Alexander Skabry is a financial advisor at Harvest Capital Assets, LLC with 15 years of industry experience. He holds the Series 66 designation and has been with Harvest Capital Assets since 2010. The firm provides discretionary and non-discretionary portfolio management and advisory services to individual and high-net-worth clients, tailoring portfolios to client goals and employing a variety of investment strategies and vehicles. Harvest Capital Assets manages all client assets internally and offers access to private placements, venture capital, and higher-risk trading strategies without an account minimum.
James H
Series 66
Sanborn, NY
Harvest Capital Assets, LLC
James Hedges II is a financial advisor at Harvest Capital Assets, LLC with 17 years of industry experience. He holds a Series 66 designation and has worked previously at Wells Fargo Advisors and Edward Jones. Harvest Capital Assets, LLC provides portfolio management and financial planning primarily to individual and high-net-worth clients, overseeing approximately $72 million in assets. The firm offers tailored investment strategies with a focus on individualized portfolio management, employing a range of securities and trading strategies.
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