Harvest Financial Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Harvest Financial Group is a solo independent registered investment adviser that serves individuals, trusts, estates, charitable organizations and business entities. The firm provides financial planning, discretionary portfolio management across three named strategies (Low Volatility Income, Moderate Growth & Income, and Growth), sub‑advisory services, recommendations of third‑party advisers, and participant (held‑away) account management.
The firm’s investment approach blends proprietary principles with vetted third‑party signals and sub‑advisors, using tactically driven quantitative allocation alongside charting and technical analysis to manage risk and volatility. Harvest conducts due diligence on third‑party advisers and implements discretionary trading and rebalancing consistent with client risk profiles and its stated allocation strategies.
Harvest is notable for an unusually high client load for a solo adviser — roughly 275 clients with about $78.7 million in assets under management — and for disclosing prior regulatory and legal matters from 2017, including a state insurance bureau order, a fine and a civil litigation that resulted in monetary damages; the brochure states the firm has added policies and procedures in response. The firm’s principal also operates as a licensed independent insurance agent and may recommend insurance products for separate compensation, a relationship the firm discloses as a potential conflict of interest.
Client services
Expertise
Fee options
Fixed fee from $400 to $2,000 for written financial planning services (negotiable)
$0+: .50% to 2.50% annually (negotiable based on account size) for portfolio management services $0+: 1.00% annually for sub-advisory portfolio management services (negotiable)
Up to $200 per hour (negotiable) for financial planning services
Fee-only: Fixed fees $400 to $2,000 for written financial plans; hourly fees up to $200 per hour (negotiable)
Main office
3900 Westerre Parkway, Suite 300
Richmond VA 23233
Advisors at this office
1
Most active in
California · Virginia
Also doing business as
Harvest Asset Management · Harvest Financial Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)