Harvested Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,261,679
Clients
7
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
LowAverage account size
$608,811
About
Harvested Financial provides discretionary portfolio management, digital asset investment management, consulting, and a paid analytics subscription to individual and institutional clients, including other registered investment advisers. Services include individualized portfolio construction, options-based trading strategies, and separate consulting engagements and analytics that are billed outside of standard advisory agreements.
The firm’s investment process combines quantitative analysis and asset-allocation guidance with active trading tactics, including long- and short-term purchases, trading, and options strategies such as covered calls and spreads. It implements derivatives in separately managed accounts and uses proprietary and licensed automation tools for higher-frequency strategies, while offering digital asset allocations only after client acknowledgement of the attendant risks.
Noteworthy for a small, solo independent adviser, the firm acts as a fund sponsor/syndicator and accepts institutional client relationships in addition to retail accounts — features that are uncommon among peers. The principal also maintains a minority financial interest in a broker‑dealer that operates as an options market maker, and the firm’s separate analytics product and digital‑asset services create a trading‑and‑technology focus atypical for firms of its size.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $100,000: 1.5% per annum $100,000 - $500,000: 1.0% per annum $500,000+: 0.75% per annum
Consulting services start at $300 per hour
Analytics services subscription fees: $39/month (individual dashboards), $79/month (Analyst tier), $149/month (Investor tier) with ~15% discount on annual orders
Account minimum: $5,000 Minimum fee: $375 minimum annual fee for specialty services Fee-only: Investment advisory fees based on AUM and consulting fees; no commissions charged.
Main office location
Harvested Financial, LLC
Redding CT, United States
Number of offices
1
Most active in
Harvested Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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