Harvey Investment Company, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$911,040,223
Clients
176
Advisors
4
of 4 employees
About
Harvey Investment Company provides discretionary portfolio management for individuals (including high‑net‑worth clients) and a range of institutions such as pension plans, trusts, estates, charitable organizations and corporations. The firm manages equity and balanced portfolios and offers a concentrated "Harvey Focus Portfolios" option for clients seeking a mid‑cap‑focused equity sleeve, with limited non‑discretionary advice available on request.
The firm’s investment process is grounded in fundamental analysis of company financials, management and competitive position, and employs both long‑term and short‑term trading strategies across equity and fixed‑income securities. Client circumstances, objectives and risk tolerance are collected through interviews and meetings to shape portfolio implementation, and accounts are reviewed at least quarterly with written reports that may include holdings, transaction history and current and historical performance metrics.
Harvey discloses ownership through WealthTrust Acquisition/Hightower and affiliations with multiple investment adviser affiliates, a broker‑dealer, trust companies and an accounting firm, while noting no material relationships with those affiliates. Managing roughly $1.03 billion with a four‑advisor team (a relatively high AUM per advisor), the firm also describes client participation in wrap‑fee arrangements (though it does not act as the wrap sponsor) and outlines its use of brokerage research, commission review and performance reporting in client materials.
Client services
Expertise
Fee options
$0 - $1,000,000: 1% per annum $1,000,001 - $3,000,000: 0.75% per annum $3,000,001+: 0.50% per annum
Account minimum: $500,000
Main office
297 North Hubbards Lane, Suite 102
Louisville KY 40207
Advisors at this office
4
Most active in
California · Colorado · Florida · Georgia · Illinois · Kentucky · North Carolina · Ohio · South Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Samuel H
Series 63, Series 66
Louisville, KY
Harvey Investment Company, LLC
Samuel Harvey is a financial advisor at Harvey Investment Company, LLC in Louisville, KY, holding Series 63 and Series 66 designations with 25 years of industry experience. He has been with Harvey Investment Company since 2000 and is also associated with J.J.B. Hilliard, W.L. Lyons, Inc. since 1971. Harvey Investment Company provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm focuses on discretionary portfolio management of equity and balanced portfolios, using fundamental analysis and offering both long-term and short-term investment strategies.
Joshua J
Series 65
Louisville, KY
Harvey Investment Company, LLC
Joshua Jevne is a financial advisor at Harvey Investment Company, LLC in Louisville, KY, holding a Series 65 designation with 15 years of industry experience. He has been with Harvey Investment Company since 2010. Harvey Investment Company provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm emphasizes fundamental analysis with both long- and short-term equity and balanced portfolio management, overseeing approximately $941.5 million in regulatory assets.
Samuel N
Series 66
Louisville, KY
Harvey Investment Company, LLC
Samuel Noble is a financial advisor at Harvey Investment Company, LLC in Louisville, KY, holding a Series 66 designation and with 13 years of industry experience. He has been with Harvey Investment Company since 2013. Harvey Investment Company provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm focuses on discretionary portfolio management of equity and balanced portfolios and utilizes fundamental analysis in its investment process, managing approximately $941.5 million in regulatory assets.
Mary H
Series 63, Series 65
Louisville, KY
Harvey Investment Company, LLC
Mary Herrmann is a financial advisor at Harvey Investment Company, LLC in Louisville, KY, with 11 years of industry experience. She holds the Series 63 and Series 65 designations and has been with Harvey Investment Company since 2000. Harvey Investment Company provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm focuses on discretionary portfolio management of equity and balanced portfolios, employing fundamental analysis and offering specialized products such as the Harvey Focus Portfolios.
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