Harvey Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Harvey Wealth Management LLC is a single-advisor, registered investment adviser that provides comprehensive portfolio management and financial planning to individuals (including high-net-worth clients), trusts, pension and profit-sharing plans, and corporations. The firm charges percentage-of-AUM advisory fees for its Comprehensive Portfolio Management service and requires a $100,000 minimum account balance for that program.
The firm applies a mix of analytical methods — including fundamental, technical, quantitative and sector analysis — and uses strategies such as asset allocation (strategic, dynamic, tactical, and core-satellite), fixed income management, options, structured products, and duration management; portfolios are continuously monitored and rebalanced as appropriate. Clients may grant discretionary authority, and the firm also manages accounts on a non-discretionary basis when requested, obtaining client permission before effecting trades in non-discretionary accounts.
Distinctive aspects include the firm’s very small scale (solo adviser with roughly $6.3 million in regulatory AUM and a limited client base) while nonetheless serving institutional-type clients such as pension plans and businesses, and offering occasional educational events or seminars in conjunction with product sponsors. The brochure also notes the firm does not sell commissionable securities in advisory accounts, relies on Schwab as its recommended custodian with associated third‑party services, and discloses the resulting potential conflicts along with procedures to safeguard client assets.
Client services
Expertise
Fee options
up to 1.25% annually
Account minimum: $100,000 Fee-only: Annual advisory fee up to 1.25%, billed monthly in arrears, negotiable
Main office
Redwood City CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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