Haven Funding Llc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Haven Funding LLC provides automated robo-advisory portfolio management through an online platform for individual investors and business entities, using algorithm-based advice tailored to client inputs such as age, risk tolerance, income, and assets. The firm focuses on fixed income, equities and ETFs and primarily recommends options-based liquidity strategies (notably box spreads), and its platform permits clients to borrow against their portfolios at long-term fixed rates.
The firm’s investment approach relies on quantitative analysis and modern portfolio theory to generate target allocations and automated rebalancing, with advisory personnel overseeing the algorithms rather than conducting routine manual reviews of each account. Accounts are discretionary within the platform, may use margin and options trading (including covered and uncovered strategies), and clients are required to custody assets with specified firms rather than directing broker selection.
Compared with many peers, Haven’s combination of robo-advised individual portfolio management, an emphasis on box-spread liquidity strategies, and a portfolio lending feature is atypical, while the firm does not operate as a private fund adviser. The firm was formed in June 2026, reports no assets under management as of its latest filing, and discloses acceptance of soft-dollar research benefits and required custodians, which may affect trade execution and access to third‑party services.
Client services
Expertise
Fee options
0.85% annually
Main office
10 E Yanonali St., Ste 15
Santa Barbara CA 93101
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)