Atlanta, GA Office

Haven Wealth Group provides discretionary investment management and comprehensive financial planning for individuals, high-net-worth clients, foundations, pensions, endowments, and 401(k) plans. The firm offers portfolio management for individual accounts and advisory services for plan sponsors and 401(k) participants, and it delivers standalone financial plans on a project basis.

Haven implements a values-based, tailored asset-allocation process that considers cash flow needs, risk tolerance, and return expectations, typically emphasizing individual stocks and bonds with ETFs used for specific exposures. Portfolios may include fixed income, dividend-paying securities, growth equities and options; the brochure explicitly notes the use of options for capital appreciation and discusses the heightened volatility and risks associated with those positions.

Distinctive points in the brochure include the explicit use of options (derivatives) within managed accounts and a separate Research, Trading and Service Management Fee intended to offset research and technology costs. The firm also discloses receipt of publications, newsletters, research and other practice-support services from its custodian (Charles Schwab) and maintains a solicitor agreement to compensate a third party for client referrals — all arrangements the brochure identifies as potential conflicts of interest.