Hawk Capital Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Hawk Capital Wealth Management LLC provides asset management, financial planning, and ERISA-focused retirement-plan services to individuals (including high-net-worth clients), trusts, estates, and qualified retirement plans. The firm bills advisory services on a percentage-of-AUM basis and delivers ongoing, non-discretionary portfolio management and written financial planning engagements.
The firm typically operates on a non-discretionary basis, obtaining client approval for each trade, and uses security analysis techniques such as technical, charting and cyclical analysis alongside long-term purchase strategies when appropriate. For retirement-plan clients it provides plan-level consulting and fiduciary services — including development of investment policy statements, participant education, QDIA selection, and the ability to act as a 3(38) investment manager for plan assets.
Notable distinctions include the principal’s active outside licenses and businesses in real estate brokerage and insurance, through which the firm may offer insurance or real-estate-related services for separate compensation (the brochure discloses these conflicts and mitigation measures). The firm manages a modest asset base for a very small number of clients and emphasizes pension/profit-sharing plan work and predominantly non-discretionary relationships, a mix that is less common among independent advisers.
Client services
Expertise
Fee options
$2,000 for financial planning
$0 - $1,000,000: 2.00% annually Over $1,000,000+: 1.50% annually
Main office
Walnut Creek CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)