Hawkeye Investment Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Hawkeye Investment Management is a New Jersey‑registered investment adviser that provides discretionary investment management through separately managed accounts at Interactive Brokers for individuals, families, trusts and small‑business retirement plans. The firm serves a small roster of clients with roughly $9 million in assets and emphasizes larger or qualified investor accounts rather than typical retail individual clients.
The firm’s investment approach centers on a “discount capture” strategy in closed‑end funds, operating both hedged long/short (absolute return) and long‑only closed‑end fund strategies, using ETFs to manage market exposure and employing leverage selectively based on client risk tolerance. Research and trading decisions draw on Morningstar valuation data and institutional ownership information from Insider Score, with discretionary execution and daily account oversight.
What sets the firm apart from many peers is its willingness to accept performance‑based fees from qualified investors while also managing asset‑based accounts side‑by‑side, and the brochure discloses trade aggregation practices intended to address that conflict. The firm’s operational profile is further distinguished by a prior specialist background in closed‑end fund trading, the manager’s use of the same strategies in personal accounts (aggregated with client trades), and reliance on Interactive Brokers’ SMA platform for custody and client trading access.
Client services
Expertise
Fee options
20% of profits quarterly for qualified investors (net worth ≥ $1.5 million or account size ≥ $750,000)
Account minimum: $150,000 (negotiable)
Main office
Demarest NJ
Advisors at this office
1
Most active in
New Jersey
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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