Hayes Wealth Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$91,918,644
Clients
120
Advisors
3
across 2 offices
About
Hayes Wealth Advisors serves individual clients — including many high-net-worth households — as well as retirement plans and small businesses. The firm provides comprehensive financial planning, ongoing discretionary portfolio management, and consulting services, and it offers retirement-plan advisory work and participant education in addition to individual client services.
The firm builds a written Financial Profile and Investment Plan for each client and generally implements portfolios using mutual funds and ETFs with a predominantly passive, long-term allocation approach and tactical adjustments as needed. Portfolios are managed on a discretionary basis and custodial and execution services are routed through a large institutional custodian that supports the firm’s trading, reporting, and operational needs.
Notable operational and service distinctions include a niche focus on practice-level consulting and business valuation work for optometric practices (supported by a valuation credential held by the firm’s principal), plus retirement-plan services that include non-discretionary ERISA 3(21) advice and participant-level advisory offerings. The firm is a small supported team (three advisors) overseeing roughly $133 million for about 120 clients, and it follows specific operational policies such as generally not voting client proxies and limiting holdings of 12b-1 share classes.
Client services
Expertise
Occupation focus
Fee options
$0 - $1,000,000: 0.35% to 1.20% $1,000,001 - $5,000,000: 0.35% to 0.90% $5,000,001+: 0.35% to 0.65%
Minimum fee: Minimum annual fee of up to $6,000, may be waived or negotiated at discretion Fee-only: Financial planning fees negotiated per engagement; initial portion generally $6,000 to $12,000 plus annual update fee $1,500 or higher
Main office
See officeSandy Springs GA
Advisors at this office
2
Most active in
California · Colorado · Florida · Georgia · Illinois · Louisiana · Michigan · North Carolina · Pennsylvania · South Carolina · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Laura R
Series 65
Sandy Springs, GA
Hayes Wealth Advisors, LLC
Laura Rosenberg is a Series 65-licensed advisor at Hayes Wealth Advisors, LLC with three years of industry experience. She has been with Hayes Wealth Advisors since 2023. Outside of wealth management, Rosenberg works as an optometrist at The Eye Gallery, an optometry practice she has been associated with since 2012. Hayes Wealth Advisors serves individual clients, including many high-net-worth households, retirement plans, and small businesses. The firm offers comprehensive financial planning, discretionary portfolio management, and consulting services with a predominantly passive, long-term investment approach.
Natalie S
CFP®, Series 66
Sandy Springs, GA
Hayes Wealth Advisors, LLC
Natalie Schmook is a CFP® and holds a Series 66 license with 14 years of industry experience. She has been with Hayes Wealth Advisors, LLC since 2019 and previously worked at Camille Holdings DBA Lucille Roberts. Outside of her advisory role, she is a group fitness and cycle instructor at local community centers. Hayes Wealth Advisors serves individual clients, retirement plans, and corporate clients with comprehensive financial planning, discretionary portfolio management, and consulting services. The firm emphasizes a long-term, primarily passive investment approach and maintains a niche in advising optometric practices, including business valuation and practice appraisal services.
Alexis G
Series 65
Greenville, SC
Hayes Wealth Advisors, LLC
Alexis Gonzalez is a financial advisor at Hayes Wealth Advisors, LLC, holding a Series 65 credential with one year of industry experience. Prior to joining Hayes Wealth Advisors, Alexis worked at Regional Management Corp. and Resurgent Capital Services, and has a background that includes four years at Bob Jones University. Hayes Wealth Advisors serves individual clients, including many high-net-worth households, as well as retirement plans and small businesses. The firm offers comprehensive financial planning, discretionary portfolio management, and consulting services with a focus on predominantly passive, long-term investment strategies supplemented by tactical adjustments.
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