A complete list of active advisors currently associated with Heaphy Investments, LLC
Warmer can help you find a great advisor at Heaphy Investments, LLC or one who fits your needs even better.
Heaphy Investments provides discretionary investment management and personalized portfolio oversight to individuals (including high-net-worth clients), retirement plans, trusts, estates, charitable organizations, and business entities. The firm develops client-specific investment policies and supervises portfolios to meet stated objectives, with client-tailored restrictions accommodated when practicable. The firm employs both fundamental and technical analysis and may use long- and short-term trading strategies, margin transactions, and a mix of equities, fixed-income instruments, mutual funds and exchange-traded funds to implement client objectives. Accounts are managed on a discretionary basis with periodic reviews and reporting, and cash management outside the managed portfolio is recommended for day-to-day liquidity needs. Noteworthy features include the provision of trust administration and trustee services through an affiliated d/b/a and the availability of separate tax, administrative and executor support services under separate agreements, which can create potential conflicts that the firm addresses with written policies and disclosures. Heaphy Investments is compensated solely by client fees for advisory services, maintains fixed-fee arrangements for certain longstanding clients, and is subject to surprise PCAOB examinations when acting in a trustee/custodial capacity.
To learn more about the advisors currently working at Heaphy Investments, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Springfield, MA
| 1
|
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