A complete list of active advisors currently associated with Heaton Financial, PC

Warmer can help you find a great advisor at Heaton Financial, PC or one who fits your needs even better.

Heaton Financial, PC provides fee-based investment advisory and financial planning to individuals (including high-net-worth) and business entities, managing about $129 million across roughly 376 clients. The firm operates with a two-advisor team that offers ongoing portfolio management, periodic financial planning, and occasional trustee- and insurance-related services. The firm generally manages discretionary accounts across asset-allocation, fixed-income, equity and a designated trading account, and employs fundamental, technical, charting and cyclical analysis. Its investment strategies include long- and short-term trading as well as short sales and options writing; the designated trading account carries a higher initial deposit requirement, and financial planning is also offered on an hourly basis. Noteworthy features include recent AUM growth that places the firm above the $110 million threshold and may require re-registration from a medium- to large-registered adviser, a development that is less common for a two-advisor shop. The firm’s advisors also maintain outside business activities—licensed insurance activities, trusteeship responsibilities, and personal real-estate LLC interests—which introduce potential conflicts the brochure discloses and that differentiate its operating profile from many peers.

To learn more about the advisors currently working at Heaton Financial, PC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.