A complete list of active advisors currently associated with Heaton Financial, PC

Warmer can help you find a great advisor at Heaton Financial, PC or one who fits your needs even better.

Heaton Financial, PC provides investment advisory and financial planning services to individuals (including high‑net‑worth clients) and business entities, offering ongoing portfolio management, retirement‑rollover guidance, and project‑based financial planning. The firm manages accounts classified as asset‑allocation, equity, fixed‑income and a designated trading account type used for more active strategies. The firm’s investment process combines charting, fundamental, technical and cyclical analysis and employs a mix of long‑term and short‑term trading, including short sales and options writing, alongside traditional allocation approaches. Heaton Financial generally manages client accounts on a discretionary basis while permitting client‑imposed restrictions or non‑discretionary directions when requested. Distinctive features include a recent transition from state registration to the SEC, in‑house management of all client assets rather than selection of third‑party managers, and a formal trading account offering that supports frequent trading and options activity with a material initial deposit requirement. The firm aggregates block trades across accounts and withdraws advisory fees directly from custodian accounts, and it manages the large majority of its assets on a discretionary basis despite a small advisory team.

To learn more about the advisors currently working at Heaton Financial, PC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.