Helios Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Helios Financial Services, LLC is a registered investment adviser that provides asset management and financial planning to individuals and high‑net‑worth clients, with a focus on managing custodial accounts. The brochure describes a broad financial planning offering — including retirement, tax planning, insurance analysis, real estate and charitable planning — which the firm says is included with asset management; as of March 2026 it reported no assets under management.
The firm manages individual portfolios with continuous supervision and, when authorized, discretion to implement trades; it may also recommend third‑party managers and monitor their performance. Its stated methods combine technical charting, fundamental analysis and modern portfolio theory and the firm employs long‑ and short‑term, income and hedging strategies tailored to client objectives.
Noteworthy features compared with peers include the explicit disclosure that certain associated persons are licensed insurance agents and may receive commissions for insurance sales, a conflict the firm discloses while allowing clients to purchase recommended products elsewhere. The brochure also notes the firm does not participate in wrap fee programs or charge performance‑based fees, does not vote proxies for clients, and does not act as a private fund adviser.
Client services
Expertise
Fee options
$0 - $500,000: 1.50%–1.65% $500,001 - $1,000,000: 1.30%–1.50% $1,000,001+: 1.00%–1.30%
Main office
2901 Caballo Ranch Blvd., Suite 5 D
Cedar Park TX 78641
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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