Henley & Company Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$80,258,766
Clients
63
Advisors
5
across 2 offices
About
Henley & Company Wealth Management LLC provides discretionary and non‑discretionary portfolio management and complimentary financial planning to individuals (including high‑net‑worth clients) as well as trusts, estates, and retirement plans. The firm manages roughly $93.9 million for about 63 clients through a team of five advisers and primarily charges percentage‑of‑assets fees; it also sponsors a wrap fee program that consolidates advisory and execution services for participating accounts.
The firm employs a mix of analytic methods — including fundamental, technical, cyclical, and charting analysis — and may use long‑ and short‑term purchases, options, and margin trading where suitable to client objectives. Portfolios are tailored to each client’s risk tolerance and investment goals, monitored on an ongoing basis, and reviewed at least annually with the option for clients to grant discretionary trading authority or retain pre‑trade approval.
Henley is affiliated with an in‑house broker‑dealer and discloses that associated persons may act as registered representatives and licensed insurance agents, a structure that the brochure identifies as creating potential conflicts of interest due to commissions, 12b‑1 fees, and insurance compensation. The firm’s disclosure record is notable for an SEC order in March 2019 related to mutual fund share class selection (resulting in a censure and payment of disgorgement and prejudgment interest) and multiple customer arbitration matters from 2021–2022 alleging supervisory failures that the firm says were settled.
Client services
Expertise
Fee options
$0 - $200,000: 2.00% annually $200,001 - $500,000: 1.75% annually $500,001+: 1.25% annually
Registered representatives receive commission-based compensation for securities sales, separate from advisory fees.
Account minimum: $25,000
Main office
See office506 Rxr Plaza
Uniondale NY 11556
Advisors at this office
4
Offices (2)
Most active in
Connecticut · Florida · New York · South Carolina · Virginia
Also doing business as
Henley & Company Wealth Management LLC · Henley Capital Management · Henley Capital Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Michael L
Series 63, Series 65
Uniondale, NY
Henley & Company Wealth Management LLC
Michael Laderer is a financial advisor with Henley & Company Wealth Management LLC in Uniondale, NY, holding Series 63 and Series 65 designations and bringing 40 years of industry experience. He has been with Henley & Company Wealth Management since 2007 and has been affiliated with Henley & Company LLC since 2004. Henley & Company Wealth Management provides discretionary and non-discretionary portfolio management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm builds tailored portfolios based on client risk profiles, employing various analytical approaches and conducting ongoing monitoring and rebalancing.
Francis G
Series 63, Series 65
Uniondale, NY
Henley & Company Wealth Management LLC
Francis Gemino is a financial advisor at Henley & Company Wealth Management LLC with 50 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Henley & Company in various capacities since 2004. Henley & Company Wealth Management provides discretionary and non-discretionary portfolio management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm offers tailored portfolios based on client risk profiles, employing multiple analytical approaches and a range of investment strategies, and manages approximately $90.8 million in discretionary assets as of December 31, 2023.
Ira R
CFP®, Series 63, Series 66
New York City, NY
Henley & Company Wealth Management LLC
Ira Rousso is a CFP® with 23 years of industry experience, currently serving as an advisor at Henley & Company Wealth Management LLC in New York City. He has been with Henley & Company Wealth Management and its affiliated entity since 2009 and worked previously at Equitable Advisors from 2004 to 2009. Henley & Company Wealth Management LLC provides discretionary and non-discretionary portfolio management and financial planning services to individuals, trusts, estates, and retirement plans. The firm manages approximately $93.9 million across about 63 clients through a team of five advisors, employing a variety of analytic methods and tailored strategies aligned with each client’s risk tolerance and goals.
Edward S
Series 63, Series 65
Uniondale, NY
Henley & Company Wealth Management LLC
Edward Schnepf is a financial advisor with Henley & Company Wealth Management LLC, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has been with Henley & Company and its affiliated entities since 2005. Henley & Company Wealth Management provides discretionary and non-discretionary portfolio management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm uses a variety of analytical approaches and builds tailored portfolios based on client risk profiles, conducting ongoing monitoring and at least annual reviews.
James A
Series 63, Series 66
Uniondale, NY
Henley & Company Wealth Management LLC
James Albanese is a financial advisor with Henley & Company Wealth Management LLC, holding Series 63 and Series 66 credentials and bringing 36 years of industry experience. He has been with Henley & Company in various capacities since 2004, currently focusing on trading and assisting with supervision. Henley & Company Wealth Management provides discretionary and non-discretionary portfolio management and financial planning services to individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm builds tailored portfolios using multiple analytical approaches and regularly monitors and rebalances accounts.
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