Hennessy Financial Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a sole-proprietorship registered investment adviser that provides discretionary portfolio management primarily to individual and high-net-worth clients. The brochure lists advice focused on equity securities, corporate debt, and mutual fund shares, and reports managing about $14.6 million across 19 client accounts.
The firm tailors portfolios through an initial assessment of investment objectives and risk tolerance, continuous monitoring, and rebalancing as market conditions or client circumstances change; its stated methods of analysis include technical, fundamental, and cyclical approaches and both long- and short-term strategies. Custody and execution are centered on Charles Schwab (with prior use of TD Ameritrade), the adviser typically requires clients to direct brokerage to that custodian, and clients receive quarterly custodial statements and fee invoices.
Distinctive features disclosed in the brochure include the firm’s provision of portfolio management services for institutional clients in addition to individuals, an attribute that is uncommon for solo independent advisers, and an operational affiliation with another registered advisory firm that may give rise to additional compensation when that firm’s services are recommended. The combination of a relatively small client base with substantial assets under management and the routine direction of brokerage to a single custodian are operational details highlighted in the brochure that may affect trade execution and the allocation of custodian-provided research and services.
Client services
Expertise
Fee options
$0 - $500,000: 1.0% $500,001 - $1,000,000: 0.8% $1,000,001+: 0.6%
Main office
Medford MA
Advisors at this office
1
Most active in
Massachusetts
Also doing business as
Hennessy Financial Services · Hennessy, Brian Garrett
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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