Heritage Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Heritage Capital provides investment advisory, financial planning, and retirement plan consulting to individuals, pension and profit-sharing plans, business entities, trusts, estates, and charitable organizations. The firm primarily implements discretionary portfolios using mutual funds, exchange-traded funds and variable annuity sub‑divisions, and also offers standalone financial planning and hourly consulting engagements.
Heritage Capital delivers active, rules‑based management through a suite of proprietary asset‑management programs that use momentum, trend‑following and mean‑reversion models with explicit stop‑loss and risk‑management controls. The firm generally allocates among pooled vehicles and ETFs while treating cash as an asset class, but it also operates at least one concentrated individual‑stock strategy within its program lineup.
A notable disclosure in the brochure is the firm’s participation in a third‑party advisor registry and rating service (Paladin/WiserAdvisor), which the firm highlights as part of its public information. Compared with many peers of similar size, Heritage’s unusually broad and specialized program menu — including leveraged VIX and NASDAQ strategies, multiple gold and relative‑strength sector programs, momentum‑driven high‑yield and emerging‑markets bond strategies, and explicit limits on discretionary cryptocurrency purchases — is distinctive.
Client services
Expertise
Fee options
Flat fees may be charged at Heritage Capital's discretion based on criteria such as anticipated future earning capacity, related accounts, complexity, negotiations, etc.
$0 - $1,000,000: 0.50% per calendar quarter Over $1,000,000+: Negotiable
$300 per hour, billed in 20-minute increments
Account minimum: $500,000
Main office
1 Bradley Road Suite 202
Woodbridge CT 06525, United States
Offices (3)
Most active in
Connecticut · Florida · Massachusetts · New York · Rhode Island · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Paul S
Series 63, Series 65
Woodbridge, CT
Heritage Capital, LLC
Paul Schatz is a financial advisor at Heritage Capital, LLC with 28 years of industry experience. He holds Series 63 and Series 65 designations and has been with Heritage Capital since 2003. Heritage Capital advises individuals, retirement plans, business entities, trusts, estates, and charitable organizations, providing discretionary investment advisory services, financial planning, and retirement plan consulting. The firm employs an active, risk-managed investment approach using proprietary asset-management programs based on momentum, trend-following, and mean-reversion models, with portfolio allocations typically including mutual funds, ETFs, and variable annuity sub-accounts.
Ronald M
CFP®, Series 66
New Haven, CT
Heritage Capital, LLC
Ronald Milone is a financial advisor at Heritage Capital, LLC with 25 years of industry experience. He holds the CFP® designation and Series 66 license. In addition to his advisory role, he is a partner at Marcum LLP, where he provides tax consulting, preparation, and assurance services. Heritage Capital advises individuals, retirement plans, business entities, trusts, estates, and charitable organizations, offering discretionary investment advisory services, financial planning, and retirement plan consulting. The firm uses an active, risk-managed investment approach driven by proprietary momentum, trend-following, and mean-reversion models.
Christopher A
Series 63, Series 65
Redding, CT
Heritage Capital, LLC
Christopher Angle is a financial advisor with Heritage Capital, LLC in Redding, CT, holding Series 63 and Series 65 licenses and possessing 17 years of industry experience. He has been with Heritage Capital since 2015 and has worked in asset and risk management since 2005. Outside of his advisory role, he operates a book publishing business and teaches judo to children and adults. Heritage Capital advises individuals, retirement plans, business entities, trusts, estates, and charitable organizations, providing discretionary portfolio management, financial planning, and retirement plan consulting. The firm employs an active, risk-managed investment approach using proprietary models focused on momentum, trend-following, and mean-reversion to reposition assets rather than follow a buy-and-hold strategy.
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