Heritage Drive Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,270,555
Clients
20
75% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
TypicalAverage account size
$913,528
About
Heritage Drive Wealth Management provides ongoing asset management alongside fee-based financial planning and consulting to individual and high‑net‑worth clients. As of December 31, 2025 the firm reported about $18.3 million in discretionary assets under management and a client roster of roughly 20 households.
The firm combines fundamental and technical analysis and employs both strategic and tactical asset‑allocation approaches, with portfolios composed primarily of mutual funds, ETFs, exchange‑listed securities and fixed‑income instruments; margin transactions may be used where appropriate. Accounts are managed on an individualized basis with ongoing monitoring and periodic rebalancing rather than aggregated block trading.
Heritage Drive operates as a compact practice led by an adviser whose industry experience dates to the mid‑1990s and who established the registered firm in 2020, which results in direct oversight of client accounts. The firm typically recommends Charles Schwab as custodian, may deduct advisory fees directly (creating limited custody for regulatory purposes), provides fixed‑fee and modular written planning and consulting options, and does not vote client proxies on behalf of clients.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
Fee options
Fixed fee range generally from $500 to $10,000 for financial planning and consulting services
$0 - $1,000,000: 0.750% $1,000,001 - $5,000,000: 0.500% $5,000,001+: 0.300%
Main office location
Heritage Drive Wealth Management LLC
Naperville IL, United States
Number of offices
1
Most active in
Heritage Drive Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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