Heritage Financial Solutions, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$94,323,307
Clients
171
Advisors
1
of 2 employees
About
Heritage Financial Solutions provides investment management and financial planning to individuals (including high‑net‑worth clients), retirement plan participants, trusts, estates, charitable organizations, and business entities. Services include discretionary portfolio management, tailored financial planning and consultations, and guidance on retirement account rollovers and related non‑securities matters such as tax and estate considerations.
The firm manages client portfolios under written investment policy statements and favors a long‑term, passive‑oriented approach grounded in modern portfolio theory. Portfolios are primarily constructed from no‑load or load‑waived mutual funds and ETFs and emphasize broad diversification with an explicitly factor‑aware allocation that incorporates equity exposure, company size, and a book‑to‑market stock‑price factor; accounts are reviewed regularly and maintained on the firm’s custodial platform.
Noteworthy operational aspects include a relatively large asset base (about $103 million) across roughly 171 client relationships while operating with a small advisory staff, and advisors who are dually registered with a broker‑dealer and licensed for insurance business—arrangements the firm discloses as creating potential conflicts of interest. The firm uses an LPL‑sponsored Strategic Wealth Management custodial platform and documents its process when recommending rollovers or acting as a fiduciary for retirement accounts, and it discloses receipt of certain platform support and other non‑monetary benefits from that custodian.
Client services
Expertise
Fee options
$0 - $199,999: 1.85% $200,000 - $499,999: 1.45% $500,000 - $999,999: 1.20% $1,000,000+: 1.00%
Certain investment advisor representatives may receive commissions in their separate capacity as registered representatives of LPL Financial
Account minimum: $100,000 Fee-only: Asset-based fees charged quarterly in advance based on percentage of assets under management
Main office
2206 Summerlon Circle
Dodge City KS 67801
Advisors at this office
1
Most active in
Colorado · Kansas · Texas
Also doing business as
Diversified Portfolio Management, LLC · Heritage Financial Solutions, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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