Heritage Investment Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$2,172,350,043
Clients
894
Advisors
12
of 21 employees
About
Heritage Investment Group is an SEC-registered, fee-only advisory firm that provides discretionary investment management, financial planning, and wealth-transfer and tax-aware services to individuals, high‑net‑worth clients, family trusts, charitable foundations, and qualified plans. The firm also advises clients on retirement‑account disposition options and offers trust‑related services through an affiliated trust‑protector entity.
Heritage describes its investment approach as evidence‑based and scientific, emphasizing broadly diversified portfolios comprised primarily of ETFs and institutional mutual funds, disciplined rebalancing, and risk control rather than market timing. The firm supplements its in‑house management with selected third‑party sub‑advisers — including providers that offer options‑based or synthetic financing strategies — while stating it does not use leverage in its core investment process and retains oversight of sub‑advisers.
Noteworthy distinctions relative to many peers include its origin serving the clientele of a long‑standing estate‑planning law practice and an ongoing financial relationship with affiliated legal professionals, which Heritage discloses and manages through compliance procedures. The firm also operates an affiliated trust‑protector company, is owned largely by principals and family trusts, and discloses the use of third‑party referral arrangements and multiple specialized sub‑advisory relationships, practices that are less common among similar team‑size advisers.
Client services
Expertise
Occupation focus
Fee options
$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.00% $1,000,000 - $3,000,000: 0.85% $3,000,000 - $5,000,000: 0.70% $5,000,000 - $25,000,000: 0.50% $25,000,000 - $50,000,000: 0.45% $50,000,000 - $100,000,000: 0.40% $100,000,000+: 0.30%
Account minimum: $1,000,000 Minimum fee: Sub-advisory minimum fee of $250 or based on $250,000 multiplied by applicable fee rate for certain asset types with Dimensional Fund Advisors (DFA) sub-advisory services. Fee-only: Heritage is a fee-only advisor; no commissions or other compensation except advisory fees.
Main office
2480 N.E. 23rd Street
Pompano Beach FL 33062
Advisors at this office
12
Most active in
Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Iowa · Louisiana · Maine · Maryland · Massachusetts · Michigan · Mississippi · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Wisconsin
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jeff R
CFP®, Series 66
Pompano Beach, FL
Heritage Investment Group, Inc.
Jeff Realejo is a CFP® certificant and Series 66 licensee with nine years of industry experience. He has worked at Heritage Investment Group, Inc. since 2017 and previously spent one year at Tobias Financial Advisors, Inc. Outside of financial advising, he is a director and vice president of Realejo 4 MA, Inc., which operates a franchise of Aroma Joe Coffee House. Heritage Investment Group is a fee-only, SEC-registered advisory firm that provides discretionary investment management, financial planning, and wealth-transfer and tax-aware services primarily to individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm employs an evidence-based investment approach focused on broadly diversified portfolios and risk control, supplemented by selected third-party sub-advisers.
David T
CFP®, CFA®
Pompano Beach, FL
Heritage Investment Group, Inc.
David Teas is a CFP® and CFA® with 14 years of industry experience. He has been with Heritage Investment Group, Inc. since 2011. Heritage Investment Group is an SEC-registered, fee-only advisory firm serving individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm employs an evidence-based investment approach focused on diversified portfolios, disciplined rebalancing, and risk control, and it offers financial planning, wealth-transfer, and trust-related services.
Nicklaus M
CFP®, Series 65
Pompano Beach, FL
Heritage Investment Group, Inc.
Nicklaus Mattingly is a CFP® with 15 years of industry experience and has been with Heritage Investment Group, Inc. since 2014. He is based in Pompano Beach, FL, and holds a Series 65 license. Heritage Investment Group is an SEC-registered, fee-only advisory firm that serves individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm employs an evidence-based investment approach that emphasizes broadly diversified portfolios primarily composed of ETFs and institutional mutual funds, disciplined rebalancing, and risk control rather than market timing.
Timothy S
Series 63, Series 65
Pompano Beach, FL
Heritage Investment Group, Inc.
Timothy Slattery is a financial advisor with Heritage Investment Group, Inc. in Pompano Beach, FL, holding Series 63 and Series 65 licenses and bringing 23 years of industry experience. He has been with Heritage since 2004. In addition to his advisory role, Slattery teaches at the University of Tampa. Heritage Investment Group is a fee-only, SEC-registered advisory firm serving individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm employs an evidence-based investment approach focused on broadly diversified portfolios using ETFs and institutional mutual funds, alongside disciplined rebalancing and risk control.
Samuel T
Pompano Beach, FL
Heritage Investment Group, Inc.
Samuel Taylor is a financial advisor with Heritage Investment Group, Inc. in Pompano Beach, FL, where he has worked for 29 years. He holds 25 years of industry experience. Taylor is also a manager of Heritage Trust Protector Services, LLC, a trust protector business affiliated with his firm. Heritage Investment Group is a fee-only advisory firm serving individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm employs an evidence-based investment approach focused on broadly diversified portfolios, disciplined rebalancing, and risk control, supplemented by selected third-party sub-advisers and trust-related services through an affiliated trust-protector entity.
Anne M
Pompano Beach, FL
Heritage Investment Group, Inc.
Anne Maclean is a financial advisor at Heritage Investment Group, Inc. in Pompano Beach, FL, with 32 years of industry experience. She has been with Heritage Investment Group since 1993 and previously worked at Maclean And Ema from 1990 to 2021. Heritage Investment Group is an SEC-registered, fee-only advisory firm serving individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm follows an evidence-based investment approach focused on diversified portfolios, disciplined rebalancing, and risk control, and offers additional services including financial planning, wealth-transfer and tax-aware strategies, and trust-related services through an affiliated trust-protector entity.
Erik J
Series 66
Pompano Beach, FL
Heritage Investment Group, Inc.
Erik Johnson is a financial advisor at Heritage Investment Group, Inc. in Pompano Beach, FL, with 16 years of industry experience. He holds the Series 66 designation and has been with Heritage Investment Group since 2011, following a brief period at The Johnson Review, LLC in 2017. Heritage Investment Group is a fee-only, SEC-registered advisory firm serving individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm employs an evidence-based investment approach focused on diversified portfolios, disciplined rebalancing, and risk control, while also offering trust-related services through an affiliated trust-protector entity.
Frederick M
CFP®, CFA®, Series 63, Series 66
Pompano Beach, FL
Heritage Investment Group, Inc.
Frederick Maclean III is a financial advisor at Heritage Investment Group, Inc. with eight years of industry experience. He holds the CFP® and CFA® designations and has worked previously at DFA Securities LLC and Dimensional Fund Advisors. Heritage Investment Group is a fee-only, SEC-registered advisory firm that offers discretionary investment management, financial planning, and wealth-transfer and tax-aware services to individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm uses an evidence-based investment approach focused on diversified portfolios, disciplined rebalancing, and risk control, supplemented by selected third-party sub-advisers.
Craig C
CFP®, CFA®, Series 63, Series 66
Pompano Beach, FL
Heritage Investment Group, Inc.
Craig Chuang is a CFP® and CFA® with 26 years of industry experience. He has been with Heritage Investment Group, Inc. in Pompano Beach, FL, since 2006. Heritage Investment Group is an SEC-registered, fee-only advisory firm offering discretionary investment management, financial planning, and wealth-transfer and tax-aware services to individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm employs an evidence-based investment approach focused on diversified portfolios, disciplined rebalancing, and risk control, supplemented by selected third-party sub-advisers while maintaining oversight.
Stacy B
Series 63
Pompano Beach, FL
Heritage Investment Group, Inc.
Stacy Bliss is a financial advisor at Heritage Investment Group, Inc. with 29 years of industry experience. She has been with Heritage Investment Group since 2006. Stacy holds the Series 63 designation. Heritage Investment Group is an SEC-registered, fee-only advisory firm serving individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm follows an evidence-based, scientific investment approach focused on diversified portfolios, disciplined rebalancing, and risk control, supplementing its management with selected third-party sub-advisers while maintaining oversight.
Robert M
Pompano Beach, FL
Heritage Investment Group, Inc.
Robert Mccarver is a financial advisor with Heritage Investment Group, Inc., where he has worked since 1994, totaling 32 years at the firm and 25 years of industry experience overall. He serves as manager of Heritage Trust Protector Services, LLC, a trust-protector business affiliated with the firm. Heritage Investment Group is an SEC-registered, fee-only advisory firm providing discretionary investment management, financial planning, and wealth-transfer services to individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm employs an evidence-based investment approach focused on diversified portfolios, disciplined rebalancing, and risk control, supplementing in-house management with selected sub-advisers while maintaining oversight.
Frederick M
CFP®, CFA®
Pompano Beach, FL
Heritage Investment Group, Inc.
Frederick Maclean, Jr. is a CFP® and CFA® with 25 years of experience in the financial industry. He has been with Heritage Investment Group, Inc. in Pompano Beach, FL since 1993. Outside of his advisory role, he is involved as a manager in Heritage Trust Protector Services, LLC, a trust protector business. Heritage Investment Group is a fee-only advisory firm serving individuals, high-net-worth clients, family trusts, charitable foundations, and qualified plans. The firm employs an evidence-based investment approach focused on diversified portfolios, disciplined rebalancing, and risk control, while offering trust-related services through an affiliated trust-protector entity.
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