Heritage Legacy Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary and non‑discretionary asset management and financial planning and consulting to individuals, high‑net‑worth clients, trusts and business entities. Founded in 2025, the firm’s brochure reports that it currently has no assets under management and has not yet established client accounts.
Investment programs are tailored to documented client goals, time horizons and risk tolerances and draw on a range of analysis methods — including fundamental, technical, quantitative and Modern Portfolio Theory — with periodic monitoring, rebalancing and tax‑loss harvesting reviews. The firm can manage accounts on a discretionary basis or provide recommendations for client approval and requires clients to custody assets through either Charles Schwab or Altruist.
The brochure discloses that the firm’s principal also conducts an affiliated insurance business and is licensed to sell insurance products, receiving separate commissions; this potential conflict is addressed through disclosures, internal procedures and the firm’s stated fiduciary duty. The firm’s principal holds CFP and CIMA credentials and the brochure highlights prior experience at large broker‑dealers, reflecting the advisor’s background despite the firm’s recent formation and zero reported AUM.
Client services
Expertise
Fee options
$0 - $1,000,000: 1% annually $1,000,000.01 - $2,000,000: 0.75% annually $2,000,000.01+: 0.5% annually
$250 per hour for financial planning services
Main office
1450 Busch Parkway, Suite 100
Buffalo Grove IL 60089
Advisors at this office
1
Most active in
Illinois · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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