Hermens Capital Management, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Hermens Capital Management serves individual investors as well as pension and profit‑sharing plans, trusts, estates, and charitable organizations. The firm provides discretionary portfolio management and financial planning, operating as a fee‑only advisor that does not sell commission‑based products.
Portfolios are managed for growth relative to each client’s stated objectives, with goals and risk tolerances documented in Investment Policy Statements and investment decisions informed by fundamental, technical, and cyclical analysis. Accounts are reviewed regularly (weekly) by the sole advisory representative and the firm typically recommends Charles Schwab as custodian to facilitate trade execution, reporting, and fee billing.
Compared with most independent single‑advisor firms, HCM’s client mix includes institutional pension and profit‑sharing plans and related pension/retirement consulting services, an engagement type that is uncommon among peers. Founded in 1996 and wholly owned by its president, the firm manages roughly $54 million for about 36 clients and combines ongoing discretionary management with the option of hourly financial planning.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000 - $5,000,000: 0.60% annually $5,000,000 - $10,000,000: 0.40% annually $10,000,000+: Negotiable
Up to $200 per hour for financial planning consultation
Account minimum: $500,000 Fee-only: Fee-only asset management; no commission-based work or products
Main office
Scottsdale AZ
Advisors at this office
1
Most active in
Arizona · Oregon
Also doing business as
Hermens Capital Management, Inc · Hermens Capitallmanagement, Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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