H
Hermosa Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm provides non‑discretionary investment advisory services primarily to pooled investment vehicles, institutions, and financial intermediaries, and also offers financial planning and consulting. It additionally markets and represents third‑party investment managers on a sales‑and‑marketing basis. The brochure indicates the firm currently reports no clients and no regulatory assets under management.
The firm’s investment process emphasizes fundamental analysis and the construction of separate‑account portfolios that may include stocks, bonds, mutual funds, ETFs, and pooled vehicles, and it may retain sub‑advisors for specialized strategies. Accounts are generally managed with client consent rather than full discretion, and the firm commonly accepts hourly and fixed‑fee consulting arrangements (typically completed in roughly 10–20 hours), alongside the more common percentage‑of‑AUM management model used by peers.
What is distinctive about the firm is its explicit sales‑and‑marketing line that seeks institutional allocations for third‑party managers and is structured around retainer and incentive fees, in addition to providing manager due diligence and intermediary services. The brochure also discloses that the firm is led by a single managing member who has several public personal financial disclosures (including tax liens and a past foreclosure) and that the firm currently operates without active clients or assets, points a prospective client may want to review further.
Client services
Financial planning
Portfolio management
Consulting services
Expertise
General retirement planning
Business succession planning
Fee options
Fixed fees range from $5,000 to $15,000 depending on service level
$0 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.75% $10,000,001 - $25,000,000: 0.65% $25,000,001 - $100,000,000: 0.50% $100,000,001 - $250,000,000: 0.50% Over $250,000,000+: Negotiable
$200 to $500 per hour
Fee-only: Hourly fees range from $200 to $500; Fixed fees range from $5,000 to $15,000
Main office location
Hermosa Capital Management, LLC
Hermosa Beach CA, United States
Number of offices
1
Most active in
Hermosa Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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