Heronwood Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$14,286,994
Clients
12
Advisors
1
of 1 employees
About
Heronwood Capital serves a small book of individual, trust, institutional, corporate and charitable clients through tailored consulting and asset-management engagements. The firm’s consulting services cover a broad range of limited-scope projects—estate planning, real estate investment opportunities, private placements and private equity, structured finance, lending, business development and mergers and acquisitions—while its asset management work is offered on both discretionary and non-discretionary terms.
The firm’s investment approach is client‑specific, matching portfolios to stated time horizons and investment comfort levels and allocating across ETFs, stocks, fixed income, options, private placements and other instruments; it may use short selling, margin and hedging and can move to cash as market conditions warrant. A large majority of the firm’s assets are managed on a non‑discretionary basis, and Heronwood commonly acts as a third‑party advisor to existing advisor/client relationships rather than as sole implementer.
Distinctive features for a single‑advisor independent firm include a small number of accounts combined with a high non‑discretionary AUM concentration and work for institutional and corporate clients. The brochure also discloses several conflicts and operational nuances that set the firm apart from peers—recommendations tied to prior relationships with a major broker, acceptance of compensation for some product sales, and occasional investments made using the firm’s own balance sheet—which the firm says it discloses to and seeks to mitigate with clients.
Client services
Expertise
Fee options
Fixed fees for discretionary and non-discretionary client accounts, negotiable and set within investment agreement
May accept compensation for sale of securities or mutual funds; disclosed prior to recommendation
Hourly fees typically range from $500 to $2000 per hour, negotiable
Account minimum: $1,000,000 Fee-only: Hourly fees typically range from $500 to $2000 per hour, negotiable; fixed fees also negotiable, set within investment agreement
Main office
1901 Connecticut Ave NW, Suite 215
Washington DC 20009
Advisors at this office
1
Most active in
District of Columbia · Maryland · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)